| 11-04425 | 09/25/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): James Ward, Jr.
Respondent Lawyers(s): James Oather Ward
Arbitrator(s): R. Phillip Reed, David B. Lacks, Matthew R. Salamon
Hearing Site: Little Rock, AR
| | |
| 10-03551 | 08/07/2012 | Claimant(s): Larry Smith, Larry Smith IRA, Donald G. Smith & Betty J. Smith, JTWROS
Claimant Lawyers(s): Donald G. & Betty J. Smith, Larry R. Smith, Larry Smith
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Amy C. Worrell
Arbitrator(s): Lester Friedman, Ralph H. Martin, Robert Charles Morrison
Hearing Site: Little Rock, AR
|  | $28,569 |
| 10-03627 | 05/18/2012 | Claimant(s): John Turbeville
Claimant Lawyers(s): John D. Coulter
Respondent(s): Erin Eason
Respondent Lawyers(s): Grant E. Fortson
Arbitrator(s): John A. Davis, J. Maxwell Williams, Christopher J. Janson
Hearing Site: Little Rock, AR
| | |
| 11-03902 | 03/07/2012 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William M. Schmitt
Respondent(s): Keith Freeman
Respondent Lawyers(s): Keith H. Freeman
Arbitrator(s): Alan A. Sachs
Hearing Site: Little Rock, AR
| | |
| 10-05310 | 11/25/2011 | Claimant(s): Gerald Elsner, Linda Elsner
Claimant Lawyers(s): John Ogles
Respondent(s): Jeffrey Reeves, Roger Clement, Proequities.
Respondent Lawyers(s): Thomas Vays
Arbitrator(s): Frances S. Fendler, Eric Spencer Buchanan, Matthew R. Salamon
Hearing Site: Little Rock, AR
| | $63,199 |
| 11-02204 | 10/28/2011 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Brian R. Mills
Respondent(s): Joey Dean
Respondent Lawyers(s): Joey Wade Dean
Arbitrator(s): Frederick Michael Switzer
Hearing Site: Little Rock, AR
| | |
| 10-02266 | 06/01/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Wilson
Respondent Lawyers(s): David P. Wilson
Arbitrator(s): Maxel (Bud) B. Silverberg
Hearing Site: Little Rock, AR
| | |
| 09-06951 | 05/20/2011 | Claimant(s): David F Fleming IRA, David and Carmeletta Fleming, David F Fleming & Carmeletta Fleming Tr
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Gary Aday, Morgan Keegan & Company.
Respondent Lawyers(s): Larry Polk
Arbitrator(s): Jim Geiger, E. William Pastor, Randolph Guggenheimer
Hearing Site: Little Rock, AR
| | $170,000 |
| 10-03372 | 04/21/2011 | Claimant(s): Jerry Stone, Melisa Stone
Claimant Lawyers(s): Melisa Ann Stone
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Elton W. Chartrand
Hearing Site: Little Rock, AR
| | $0 |
| 09-04669 | 01/21/2011 | Claimant(s): Thomas Lewellen, Vida Hill, Thomas & Mary C/F Matthew Lewellen UGMA, Thomas L. Lewellen Do PA DTD 10/1/1980
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Donald F Winningham
Arbitrator(s): Benjamin F. Richards, Veera V. Konka, Casey John Whalley
Hearing Site: Little Rock, AR
| | $100,000 |
