| 10-05603 | 02/14/2013 | Claimant(s): Marvin Weinar
Claimant Lawyers(s): Liam O'Brien
Respondent(s): William Lex
Respondent Lawyers(s): Gilbert B. Abramson
Arbitrator(s): Alan M. Schankel, Paul J. Greco, Gail Ellen Yarnell
Hearing Site: Philadelphia, PA
|  | $270,000 |
| 10-01684 | 01/13/2012 | Claimant(s): Britta Chojnacki, David Brill, Walter Chojnacki
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Christopher Shufeldt, La Salle St. Securities, L.L.C., Kimball & Cross Investment Mgmt Corp.
Respondent Lawyers(s): James D. Fornari, John C. Clifford, Matthew M. Showel
Arbitrator(s): Gordon E. Wright, Joseph L. Farrell, Joseph R. Lally
Hearing Site: Philadelphia, PA
| | $42,800 |
| 07-03030 | 10/16/2009 | Claimant(s): Gretchen Burke
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Citigroup Global Markets., Jeffrey Tucker, John Ebaniette
Respondent Lawyers(s): Christopher M. Galusha
Arbitrator(s): Joseph B. Russell, Dwight Wassong, Sharon A. McCloskey
Hearing Site: Newark, NJ
| | |
| 08-02311 | 04/07/2009 | Claimant(s): John Scott
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Myrtle Gilpin-Morgan
Respondent Lawyers(s): Myrtle J. Gilpin-Morgan
Arbitrator(s): C. Anthony Bell, Thomas M. Crawford, Edith M. Novack
Hearing Site: Newark, NJ
| | $145,540 |
| 07-02555 | 02/24/2009 | Claimant(s): Michael Fangman
Claimant Lawyers(s): Liam O'Brien
Respondent(s): National Financial Services LLC, Stanley Brooks, Brookstreet Securities Corporation
Respondent Lawyers(s): Donald S. Davidson, H Thomas Fehn, Stanley C. Brooks
Arbitrator(s): Franklin Geerdes, Virginia H. Gaburo, Robert E. Witt
Hearing Site: San Diego, CA
| | |
| 04-06761 | 02/03/2009 | Claimant(s): Garrett Going
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Brian King, Faith Lee, Joseph McAdams, Robert Gillin, Syndicated Capital.
Respondent Lawyers(s): Brian P King, Liam O'Brien, Marc A. Susswein
Arbitrator(s): Dennis C. Meyerson, Mitchell S. Friedman, Judith C. Greene
Hearing Site: New York, NY
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