| 16-03188 | 05/11/2017 | Claimant(s): Maryann Kassey
Claimant Lawyers(s): Maryann Kassey
Respondent(s): Raymond Congelosi
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Thomas Matthew Madden
Hearing Site: Providence, RI
|  | $300 |
| 10-05642 | 09/04/2013 | Claimant(s): Adindu Nwachuku, Charter Oak Wealth Management Group LLCorate Retirement Group
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Curt Christensen, Eric Schulman, Thomas Colbert, ING Financial Partners.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Samuel H. Chorches, Kenneth Dymond, James J. Gadarowski
Hearing Site: Hartford, CT
| | |
| 11-01162 | 12/05/2011 | Claimant(s): Ethelene C. Hayes and Earl E. Hayes, JTW
Claimant Lawyers(s): Ethelene C. Hayes
Respondent(s): Ing Financial Partners.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Robert S. Mautner
Hearing Site: Las Vegas, NV
| | $213 |
| 10-02869 | 11/14/2011 | Claimant(s): Paula Fives-Taylor
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Charles DinklageL Financial LLC, AXA Advisors
Respondent Lawyers(s): Brian J. Palmeri, Eilott R Good
Arbitrator(s): Elizabeth K. Norsworthy, Albert J. Cirone, Jack B. Golden
Hearing Site: Montpelier, VT
| | Expungement |
| 10-01483 | 08/17/2011 | Claimant(s): Marc G. Gaudreau IRA, Wendy L. Story IRA, Beers & Story 401K TTEE W Story & M Gaud
Claimant Lawyers(s): Bart W. Heemskerk
Respondent(s): Andrew Beaudry
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Brian J. Dunn, Philip S. Walker, Michael D. Grant
Hearing Site: Hartford, CT
| | $0 |
| 09-03449 | 09/27/2010 | Claimant(s): Richard & Janice Wolf
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Carl Cornaglia
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Dennis C. Cronin, Samuel H. Chorches, Jonathan Christian Byron
Hearing Site: New London, CT
| | $150 |
