| 09-00285 | 04/24/2014 | Claimant(s): Mark Singer
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira Rosenstein
Arbitrator(s): Guillermo L. Bosch, Stephen T. Mayhew, Alan J. Blocher
Hearing Site: Philadelphia, PA
| | |
| 13-02582 | 04/23/2014 | Claimant(s): Susan Poller-Newman
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
| | |
| 09-06659 | 04/23/2014 | Claimant(s): Christine Sone
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Stephen Barr, Bishop, Rosen & Co..
Respondent Lawyers(s): Martin S. Siegel
Arbitrator(s): Bernard Herman, David B. Harwi, Robert C. Scanlan
Hearing Site: Philadelphia, PA
|  | $300 |
| 13-00870 | 04/16/2014 | Claimant(s): Boenning & Scattergood.
Claimant Lawyers(s): Frank R. Emmerich
Respondent(s): James Lennon
Respondent Lawyers(s): Jean Hanna Bickhart
Arbitrator(s): Roslyn G. Pollack, Catherine Stewart, Karen R. Perri
Hearing Site: Philadelphia, PA
| | |
| 12-00180 | 04/02/2014 | Claimant(s): Carole Shrager, Jay Shrager
Claimant Lawyers(s): Aaron M. Goldsmith
Respondent(s): Ronald Moschetta, Strasbourger Pearson Tulcin Wolff Inc.
Respondent Lawyers(s): Ronald Moschetta
Arbitrator(s): Daniel J. McCarthy, Paul J. Greco, Glenn J. Hansen
Hearing Site: Philadelphia, PA
| | $0 |
| 13-01467 | 04/02/2014 | Claimant(s): Tao Pan
Claimant Lawyers(s): Tao Pan
Respondent(s): James Marino
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Sheldon Seligsohn
Hearing Site: Philadelphia, PA
| | $175 |
| 13-02470 | 03/26/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Melissa A. Bevilacqua
Respondent(s): Mark Parker
Respondent Lawyers(s): Mark Parker
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
| | |
| 12-00137 | 02/21/2014 | Claimant(s): CCO Investment Services Corp., RBS Citizens, N.A.
Claimant Lawyers(s): Christine R. Fitzgerald
Respondent(s): Douglas McDermott
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): John J. Jordan, John T. Hausladen, Kenneth D. Morris
Hearing Site: Philadelphia, PA
| | |
| 13-02471 | 02/06/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Melissa A. Bevilacqua
Respondent(s): Cynthia Parker
Respondent Lawyers(s): Cynthia Lynne Parker
Arbitrator(s): Daniel J. McCarthy
Hearing Site: Philadelphia, PA
| | |
| 12-04116 | 02/05/2014 | Claimant(s): Christine Petka, Kimberly Petka-Gillingham, Louis Gillingham, Vincent Petka
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): John Tillger
Respondent Lawyers(s): John Joseph Tillger
Arbitrator(s): Richard N. Kelmans
Hearing Site: Philadelphia, PA
| | $0 |
