13-03016 | 02/26/2015 | Claimant(s): Claimant Lawyers(s): Respondent(s): Fred Hamsayeh, Berthel, Fisher & Company Financial Serv Respondent Lawyers(s): Cory D. Olson, Fred Hamsayeh Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA
| | $0 |
14-01205 | 02/24/2015 | Claimant(s): Dierdre Garvin, Gregory Garvin Claimant Lawyers(s): Sandra Malkin Respondent(s): Jerry Mccutchen, Berthel, Fisher & Co Fin. Srvcs. Respondent Lawyers(s): Mickey B. Wright Arbitrator(s): Frank W. Virgin Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
14-00142 | 11/17/2014 | Claimant(s): James Pietrowski Claimant Lawyers(s): Scott D. Hirsch Respondent(s): Berthel, Fisher & Company Financial Respondent Lawyers(s): Cory D. Olson Arbitrator(s): Brett W. Olander, Robert Lee Nelson, Susan M. Sanger Hearing Site: Minneapolis, MN
| | $0 |
13-01997 | 09/25/2014 | Claimant(s): Brad Nord, Cheryl Nord, Nord Cos. Inc., Bradley S. Nord IRA Claimant Lawyers(s): Brad Nord Respondent(s): Anthony Bauer, Berthel, Fisher & Company Financial Serv, Prospera Financial Services. Respondent Lawyers(s): Cory D. Olsen, Jeff I. Nicodemus Arbitrator(s): Douglas J. Nesbit, Robert Lee Nelson, Steven Eric Brandes Hearing Site: Minneapolis, MN
| | $0 |
11-02606 | 06/03/2014 | Claimant(s): Lee Benz Claimant Lawyers(s): Richard Sacks Respondent(s): Glen Darmos, Shelley Davenport, Berthel, Fisher & Company Financial Respondent Lawyers(s): Steven M. Phillips Arbitrator(s): Larry C. Kreul, Stuart Sinai, William M. Azkoul Hearing Site: Detroit, MI
| | $300,000 |
13-00258 | 02/19/2014 | Claimant(s): Dolores Smallen, Martin Smallen, The Smallen Family Trust U/A dated 5/31/ Claimant Lawyers(s): Christopher Gray Respondent(s): Shawn Davis, Berthel, Fisher & Company Financial Svcs Respondent Lawyers(s): Louis H. Castoria Arbitrator(s): Jane Bradley, Jonathan Holman Hathaway, David I. Levine Hearing Site: San Francisco, CA
| | Dismissed by Rule 12206 |
11-03039 | 04/18/2013 | Claimant(s): Joan Levenson Claimant Lawyers(s): Robert V Cornish Respondent(s): Dwight Wheelan, Scott Barcomb, Berthel, Fisher & Co Financial Services. Respondent Lawyers(s): Gary Irwin Arbitrator(s): Constance d'Angelis, Patrick D. King, John Leo Williams Hearing Site: Tampa, FL
| | Expungement |
11-04331 | 03/07/2013 | Claimant(s): Dale Stamer, Dan Schroeder, Darla Severding, David Steinke, Dennis Tucker, Dianna Sheets, Don Severding, Donna Medinger, Grant Christianson, Jerry Hartnell, Julie Schroeder, Kirk Sims, Lori Baylor, Michael Stamer, Neil Case, Pat Tucker, Patricia O'Callaghan, Randy Kingery, Richard Beltz, Rita Beltz, et al Claimant Lawyers(s): Gail E. Boliver Respondent(s): Thomas Berthel, Berthel, Fisher & Company Financial Serv Respondent Lawyers(s): Cory D. Olson Arbitrator(s): Leo G. Stern, Thomas L. Dueber, Grant D. Sanders Hearing Site: Des Moines, IA
| | $0 |
10-03899 | 01/17/2013 | Claimant(s): Jerry Jochims, Linda Govern, Rick Govern, Winton Boyd Claimant Lawyers(s): Gail E. Boliver Respondent(s): Thomas Berthel, Berthel, Fisher & Co. Financial Services Respondent Lawyers(s): Vincent D. Louwagie Arbitrator(s): Roger D. Johnson, Stephen C. Esposito, James H. Colburn Hearing Site: Des Moines, IA
| | $0 |
11-00576 | 07/06/2012 | Claimant(s): Janet Bowman, Geneva OSWX I, Janet Furman Bowman Trust Claimant Lawyers(s): Dan J. Suppalla Respondent(s): Richard Murphy, Thomas Biesheuvel, Berthel, Fisher & Company Financial Serv Respondent Lawyers(s): Stephen J. Holtman Arbitrator(s): Douglas G. Plank, Susan M. Sanger, Todd W. Schnell Hearing Site: Minneapolis, MN
| | $0 |