Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00486 | 07/17/2019 | Claimant(s): Christopher Rego Claimant Lawyers(s): Christopher Rego Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Alden Sharp Adkins Hearing Site: San Francisco, CA |  | $0 |
| 18-03114 | 02/08/2019 | Claimant(s): Dominic Galati Claimant Lawyers(s): Michael Benjamin Brown Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 17-00678 | 09/12/2017 | Claimant(s): Merrill Knopf IRA Claimant Lawyers(s): Merrill Knopf Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Ronald L. Cameron Hearing Site: Los Angeles, CA | | $1,600 |
| 16-00336 | 05/17/2017 | Claimant(s): Kathy McKendry Claimant Lawyers(s): Sean M. Sweeney Respondent(s): TD Ameritrade Clearing., Kirk Spano, Bluemound Asset Management Respondent Lawyers(s): Amanda Wright, Kirk Spano Arbitrator(s): P. J. Boylan, David J. Hase, Philip J. Glick Hearing Site: Milwaukee, WI | | Stipulated Award |
| 16-01614 | 10/18/2016 | Claimant(s): Jacob Podber Claimant Lawyers(s): Jacob Podber Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | | $56 |
| 16-00171 | 08/18/2016 | Claimant(s): Edward Cohen, Judith Cohen Claimant Lawyers(s): Edward Cohen Respondent(s): Andrew Black, Daniel Digilio, TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Nickolas F. Monteforte Hearing Site: Boston, MA | | $0 |
| 16-00630 | 08/02/2016 | Claimant(s): Estate of Linda Polley Claimant Lawyers(s): R. Douglas Collier Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Thomas D. Reese Hearing Site: Seattle, WA | | $425 |
| 16-00391 | 07/26/2016 | Claimant(s): Edward Alston Claimant Lawyers(s): Edward D. Alston Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Michael D. Harrison Hearing Site: Los Angeles, CA | | $0 |