09-03951 | 08/27/2010 | Claimant(s): David Roberts Claimant Lawyers(s): John Sale Gordon Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Erin Linehan Arbitrator(s): James Clifton Stone, Jan M. West, Enrico A. Mazzoli Hearing Site: Louisville, KY
| | $22,999 |
09-06746 | 07/28/2010 | Claimant(s): John Tennant Claimant Lawyers(s): John J. Tennant Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Henry A. Stiles Arbitrator(s): Nina Vallion Hearing Site: Portland, OR
| | $566 |
09-03354 | 07/22/2010 | Claimant(s): Christina Adler-Carhart Claimant Lawyers(s): Patrick Richmond Respondent(s): Melanie Sweet, Raymond James Financial Services. Respondent Lawyers(s): Terrance A. Bostic Arbitrator(s): Gary F. Lang, Stuart K. Furman, Pat Anthony Mercurio Hearing Site: Orlando, FL
| | $99,360 |
09-03475 | 07/19/2010 | Claimant(s): Greg Merdinger Revocable Trust Claimant Lawyers(s): Lawrence W. Byrne Respondent(s): Raymond James Financial Services., Raymond, James & Associates. Respondent Lawyers(s): Terrance A. Bostic Arbitrator(s): Richard G Clemens, Daniel R. Formeller, Brenda K. Fournier Hearing Site: Chicago, IL
| | $0 |
09-00530 | 07/15/2010 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Frederick S. Schrils Respondent(s): Donald J. Reilly, Donald Reilly and Helen Reilly Respondent Lawyers(s): Howard Rosenfield Arbitrator(s): Linda Fairchild, Donald J. Spero, Theodore Haynes Hearing Site: Orlando, FL
| | $0 |
09-03076 | 06/11/2010 | Claimant(s): Alina Zaucha, Joseph Zaucha Claimant Lawyers(s): James J. Moylan Respondent(s): Raymond James Financial Services., Michael Solesky Respondent Lawyers(s): Kelli Bullington Arbitrator(s): Richard A. Van Kalker Hearing Site: Chicago, IL
| | $0 |
09-06892 | 05/24/2010 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Derek C Anderson Respondent(s): Robert Mayfield Respondent Lawyers(s): Jeffrey S. Kob Arbitrator(s): William J. Petzel Hearing Site: San Francisco, CA
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09-02221 | 04/14/2010 | Claimant(s): Andrew Honzel, Beverly Honzel Claimant Lawyers(s): Lawrence D. Lewis Respondent(s): Benjamin Daniels, Raymond James Financial Services. Respondent Lawyers(s): Charles L. Gallagher, Robert Rudnicki Arbitrator(s): Edward I. Miller, Richard M. Norman, Katharine Reed Coleman Hearing Site: Los Angeles, CA
| | $0 |
09-00047 | 03/29/2010 | Claimant(s): S. L. Reed & Company, Windward Capital Management Co. Claimant Lawyers(s): Daniel K. Dik Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Jeffrey K. Riffer Arbitrator(s): Blaine Smith, J. Jean Elliott, Peter D. Steinbroner Hearing Site: Los Angeles, CA
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09-00362 | 02/24/2010 | Claimant(s): Patricia A. Lambert IRA, Carl E. Lambert and Patricia A. Lambert Claimant Lawyers(s): Stuart R. Berkowitz Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Terrance A. Bostic Arbitrator(s): Anthony J. Soukenik, James M. Stern, Heath O. Lauseng Hearing Site: St. Louis, MO
| | $0 |