| 07-02483 | 11/23/2009 | Claimant(s): Holly Bell
Claimant Lawyers(s): Trippe S. Fried
Respondent(s): Fifth Third Bank
Respondent Lawyers(s): Marcus M. Crider
Arbitrator(s): Fred M. Acuff, Robert J Warner, Judith Stilz Ogden
Hearing Site: Nashville, TN
| | |
| 08-01945 | 07/28/2009 | Claimant(s): Olga Servay, Olga Stone As Custodian for Anna Servay, Olga Stone, TTEE to TRT dated 082697
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Fred W. Beesley, Neil Harvey Smith, Richard Lee Matthews
Hearing Site: Nashville, TN
|  | $18,751 |
| 08-04626 | 06/02/2009 | Claimant(s): Brenda Hadjigeorgalis, IRA, Michael Hadjigeorgalis, Michael and Brenda Hadjigeorgalis
Claimant Lawyers(s): Antonios Hadjigeorgalis
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): Fred M. Ridolphi
Hearing Site: Nashville, TN
| | $5,342 |
| 08-01095 | 05/27/2009 | Claimant(s): Larry Hough
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): David King
Arbitrator(s): Brendan E. Finucane, John G. Manley, Kevin Clark
Hearing Site: Nashville, TN
| | $0 |
| 08-04758 | 05/14/2009 | Claimant(s): Jason Qualls
Claimant Lawyers(s): Jason W Qualls
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Rebecca Brinkley
Arbitrator(s): Chandler R Bridges
Hearing Site: Nashville, TN
| | |
| 07-03094 | 09/22/2008 | Claimant(s): Samuel Cole dba csafinancials.com
Claimant Lawyers(s): Samuel Cole
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): Steven P. Gregory, David T. Maddux, Frank E. Barnett
Hearing Site: Nashville, TN
| | $0 |
| 07-02602 | 08/15/2008 | Claimant(s): A. Ray
Claimant Lawyers(s): Walter W. Bussart
Respondent(s): James Bratcher, Securities Service Network.
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): D. Bruce Shine, Coleman Robert Perry, Richard K. Smith
Hearing Site: Nashville, TN
| | Dismissed by Rule 12206 |
| 07-03339 | 05/29/2008 | Claimant(s): Vision Securities Inc.
Claimant Lawyers(s): Martin P. Unger
Respondent(s): Lewis Franklin
Respondent Lawyers(s): Lewis Joseph Franklin
Arbitrator(s): David T. Maddux
Hearing Site: Nashville, TN
| | |
| 07-00587 | 05/15/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jerad Rissler
Respondent(s): Jon Ladd
Respondent Lawyers(s): Kenneth R. Jones
Arbitrator(s): Eugene R. Katz, Coleman Robert Perry, Richard Lee Matthews
Hearing Site: Nashville, TN
| | |
| 07-00269 | 03/05/2008 | Claimant(s): Cambridge Equity Advisors., Cambridge Way.
Claimant Lawyers(s): Stanley M. Chernau
Respondent(s): Aaron Vallett, Maggie Nuzum, Michael Goldston
Respondent Lawyers(s): David Zager, Stanley M. Chernau
Arbitrator(s): Brendan E. Finucane, Ronald M. Gordon, Neil Harvey Smith
Hearing Site: Nashville, TN
| | |
