| 05-05902 | 02/08/2008 | Claimant(s): Larry Parker
Claimant Lawyers(s): Thomas M. Haskins
Respondent(s): Citigroup Global Markets., A.G. Edwards & Sons.
Respondent Lawyers(s): James C. Browning, William A. Hohauser
Arbitrator(s): Dennis Dowd, Gerhard L. Schopen, Suanne M. Parro
Hearing Site: Denver, CO
|  | $0 |
| 07-00224 | 12/18/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Christopher Frazier
Respondent Lawyers(s): Christopher E. Frazier
Arbitrator(s): Susan M. Huffman, Jerome C. Zackroff, George H. Reeves
Hearing Site: Denver, CO
| | |
| 06-02806 | 11/28/2007 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Michael Jacobs
Respondent Lawyers(s): Michael F. Jacobs
Arbitrator(s): Cletus E. Byrne, Roger T. Felthoven, Carla B. Minckley
Hearing Site: Denver, CO
| | |
| 05-06065 | 11/27/2007 | Claimant(s): Gretchen L. and James Fairbairn
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Otto K. Hilbert, Steven M. Feder, David L. Erickson
Hearing Site: Denver, CO
| | Stipulated Award |
| 06-04150 | 09/13/2007 | Claimant(s): Joyce Schmidt
Claimant Lawyers(s): Francis V. Cristiano
Respondent(s): Roger Martin, Legacy Financial Services.
Respondent Lawyers(s): Jonathon D. Bergman
Arbitrator(s): Anthony B. Petrelli, Steven Meyrich, John Fleming Kelly
Hearing Site: Denver, CO
| | $36,498 |
