FINRA Awards for Dominique E. Heller

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Displaying 11-16 out of 16 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02226	05/26/2016	Claimant(s): Steven Sapirstein Claimant Lawyers(s): Mark D. Gilwit Respondent(s): Daniel Kraus, Raymond, James & Associates. Respondent Lawyers(s): Dominique E. Heller Arbitrator(s): Gary M. Landau, Herbert N. Ladenheim, Leon H. Tracy Hearing Site: Boca Raton, FL
15-00826	12/09/2015	Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Dominique E. Heller Respondent(s): Matthew Miller Respondent Lawyers(s): Matthew C. Miller Arbitrator(s): Katherine M. Harmeyer Hearing Site: Phoenix, AZ
15-01070	10/20/2015	Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Dominique E. Heller Respondent(s): Rhonda Matthews Respondent Lawyers(s): Rhonda Janeen Matthews Arbitrator(s): George A. Sellnau Hearing Site: Houston, TX
15-00860	09/03/2015	Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Dominique E. Heller Respondent(s): Taryn Olszewski Respondent Lawyers(s): Taryn Lynn Olszewski Arbitrator(s): Jeffrey W. Finke Hearing Site: Chicago, IL
13-02025	08/03/2015	Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Dominique E. Heller Respondent(s): John Pritchard Respondent Lawyers(s): David R. Chase Arbitrator(s): Andrew J. Spurgeon, Michael Lau, Alexander Myers Hearing Site: Boca Raton, FL
14-03821	06/25/2015	Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Dominique E. Heller Respondent(s): Woodley Bagwell Respondent Lawyers(s): Woodley H. Bagwell Arbitrator(s): Mark A. Myers Hearing Site: Birmingham, AL