| 15-01305 | 07/21/2016 | Claimant(s): Roy Coppedge
Claimant Lawyers(s): Elliot Felig
Respondent(s): Jeffrey Miller, Jeffrey Tabak, Miller Tabak & Co.
Respondent Lawyers(s): Thomas Decea
Arbitrator(s): Martin Jay Siegel, James J. Fishman, Betty Chen
Hearing Site: New York, NY
| | |
| 15-02115 | 05/17/2016 | Claimant(s): Moussa Sarwa, Touneh Sarwa
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Betty Chen, Stephen M. Schaedtler, Mary Julia O'Connell
Hearing Site: New York, NY
|  | Dismissed by Rule 12206 |
| 12-01803 | 05/17/2013 | Claimant(s): Douglas Cornett
Claimant Lawyers(s): Jonathan Sack
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Sam Antar, Betty Chen, John K. Evans
Hearing Site: New York, NY
| | |
| 08-04141 | 06/02/2010 | Claimant(s): Andrew Kaye
Claimant Lawyers(s): Michael Grenert
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Michelle Jacobowitz Gallagher, Steven A. Infante, Betty Chen
Hearing Site: New York, NY
| | |
