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FINRA Awards for Moussa Sarwa

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0211505/17/2016Claimant(s): Moussa Sarwa, Touneh Sarwa
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Betty Chen, Stephen M. Schaedtler, Mary Julia O'Connell
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206

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