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FINRA Awards for Oppenheimer & Co..

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Displaying 281-290 out of 308 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0247011/04/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Kurt Wallen
Respondent Lawyers(s): Kurt David Wallen
Arbitrator(s): Jonathan H. Stein
Hearing Site: Tampa, FL
09-0101310/30/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana Sur
Respondent(s): Adam Lazarus
Respondent Lawyers(s): Adam Robert Lazarus
Arbitrator(s): John B. Morgan
Hearing Site: New York, NY
08-0091210/27/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Michael McAllister
Respondent(s): Albert Lowenthal
Respondent Lawyers(s): Michael McAllister
Arbitrator(s): Kelly M. Lonergan, Sharon L. Monroe, B. J. Krintzman
Hearing Site: Boston, MA
08-0468410/19/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John McGuire
Respondent(s): Peter Balint
Respondent Lawyers(s): Peter Balint
Arbitrator(s): Linda R. Alpert, Jack Steiner, Kenneth F. Leder
Hearing Site: New York, NY
09-0280910/19/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Michael Wheatley
Respondent Lawyers(s): Michael J. Wheatley
Arbitrator(s): Patrick J. Burley
Hearing Site: Cincinnati, OH
09-0209610/05/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Gregory Eknoyan
Respondent Lawyers(s): Gregory Winston Eknoyan
Arbitrator(s): Gregory E. Muenster
Hearing Site: Houston, TX
09-0208909/28/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): David Armstrong
Respondent Lawyers(s): David Lawrence Armstrong
Arbitrator(s): Iris Taymore Schnitzer
Hearing Site: Boston, MA
09-0133908/28/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mitchell Albert
Respondent(s): Elyahou Asherian
Respondent Lawyers(s): Elyahou Asherian
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
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08-0308307/02/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Peter Byer
Respondent(s): Jeremy Wisniewski
Respondent Lawyers(s): Jeremy Anthony Wisniewski
Arbitrator(s): Linda R. Alpert, Joseph N. Stineman, Eric J. Sussman
Hearing Site: New York, NY
08-0468105/11/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John McGuire
Respondent(s): Daniel Cialini
Respondent Lawyers(s): Daniel D. Cialini
Arbitrator(s): Barbara J. Glenns
Hearing Site: New York, NY

308 Results

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