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FINRA Awards for Oppenheimer & Co..

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Displaying 141-150 out of 308 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0102202/01/2016Claimant(s): Roger Beckham
Claimant Lawyers(s): Scott Eichhorn
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Diana Sur
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
Checkmark Icon$0
15-0214501/28/2016Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Steven Condit
Respondent Lawyers(s): Steven Bartlett Condit
Arbitrator(s): Emily J. Lewis
Hearing Site: Cincinnati, OH
14-0162601/08/2016Claimant(s): Michael Marcello
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): James Forsythe, Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Joseph J. Arata, Peter A. Goldman, Gelvin L. Stevenson
Hearing Site: New York, NY
Checkmark Icon$0
15-0150211/24/2015Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Scott Washburn
Respondent Lawyers(s): Scott Alden Washburn
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL
14-0277811/10/2015Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Jesus Diaz
Respondent Lawyers(s): Jesus Hernando Diaz
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
13-0089410/29/2015Claimant(s): Christopher Morson
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky
Arbitrator(s): Steven N. Ainbinder, Monroe Mitchel, Jon Stanley Spisiak
Hearing Site: Boca Raton, FL
13-0266610/02/2015Claimant(s): Jere Hansard
Claimant Lawyers(s): Robert J. Scafuri
Respondent(s): Oppenheimer & Co.., Terance Bertrand
Respondent Lawyers(s): Diana Sur
Arbitrator(s): Edward M. Olson, Seth H. Barsky, Wayne Carl Hallquist
Hearing Site: Detroit, MI
Checkmark IconExpungement
15-0089308/10/2015Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Glenn Beyer
Respondent Lawyers(s): Glenn Ivan Beyer
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
13-0031008/10/2015Claimant(s): Julie Lefkowitz, E. Lefkowitz Trust
Claimant Lawyers(s): Peter H. McCallion
Respondent(s): Oppenheimer & Co.., John Miller
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Robert E. Anderson, Edward W. Morris, Sylvia Kaminsky
Hearing Site: New York, NY
Checkmark Icon$0
13-0341205/07/2015Claimant(s): The Lawrence Rosenbloom Charitable
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Christopher Tovar
Arbitrator(s): Phillip Lee Scheldt, Robert Jerry Strader, Russell Phillips Gandy
Hearing Site: Dallas, TX
Checkmark Icon$434,900

308 Results

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