| 12-01437 | 11/19/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Don R. Boswell
Respondent(s): Charles Pfeiffer
Respondent Lawyers(s): Charles Pfeiffer
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
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| 12-00501 | 11/14/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Deron Kartoon
Respondent Lawyers(s): Deron A. Kartoon
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA
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| 12-01745 | 11/14/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jason Warner
Respondent(s): Gregg Strongin
Respondent Lawyers(s): Gregg Elliott Strongin
Arbitrator(s): William J. Hirsch
Hearing Site: Philadelphia, PA
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| 12-00726 | 11/13/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Alison Janke
Respondent Lawyers(s): Alison Janke
Arbitrator(s): Carole M. Crosby
Hearing Site: Tampa, FL
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| 12-01438 | 11/09/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Don Boswell
Respondent(s): Benjamin Graham
Respondent Lawyers(s): Benjamin Graham
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
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| 12-01805 | 11/09/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Michael Mangrum
Respondent Lawyers(s): Michael Frederick Mangrum
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
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| 11-02233 | 11/05/2012 | Claimant(s): Exempt Share Tst of Gwen Meltzer Rev Tst
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Wells Fargo Advisors, David Kaufman
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Steven M. Greenbaum, Robert A. Sauerberg, Barry S. Shanbron
Hearing Site: Boca Raton, FL
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| 11-03517 | 11/05/2012 | Claimant(s): Peter Ohrenberger
Claimant Lawyers(s): John B. Glynn
Respondent(s): Wells Fargo Advisors, Michael Ewanouski
Respondent Lawyers(s): Yoonsun Chung
Arbitrator(s): Arthur J. Giacomarra
Hearing Site: Boston, MA
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| 11-02758 | 11/02/2012 | Claimant(s): Joseph Vollmer, Robert Vollmer, POA for J. Vollmer
Claimant Lawyers(s): Robert W. Vollmer, POA for J. Vollmer
Respondent(s): Wells Fargo Advisors, James Copley, Mark Vaughan, Thomas Tiner
Respondent Lawyers(s): Sara Soto, Scott A. Eichhorn
Arbitrator(s): Theresa Joan Rosenberg
Hearing Site: Charlotte, NC
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| 11-03752 | 10/30/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): David H. Smith
Respondent(s): Michael Dicambio
Respondent Lawyers(s): Michael DiCambio
Arbitrator(s): Dennis A. Torres
Hearing Site: Los Angeles, CA
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