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FINRA Awards for Deron A. Kartoon

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0050111/14/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Deron Kartoon
Respondent Lawyers(s): Deron A. Kartoon
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA

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