| 11-01535 | 09/10/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Sean Rhodes
Respondent Lawyers(s): Sean Collin Rhodes
Arbitrator(s): Jeffrey W. Finke, Thomas F. Ryan, James A. Murphy
Hearing Site: Chicago, IL
| | |
| 10-04670 | 06/28/2012 | Claimant(s): Amanullah Quadri, Najma Quadri
Claimant Lawyers(s): Amanullah Quadri
Respondent(s): Bellevue Chicago
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): James A. Murphy
Hearing Site: Chicago, IL
|  | $0 |
| 10-05181 | 01/30/2012 | Claimant(s): Gail Buckley, Joseph Buckley
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): James A. Murphy
Hearing Site: Chicago, IL
| | $0 |
| 10-02906 | 12/12/2011 | Claimant(s): Scott Sutherland
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Dwight Badger, Keith Daubenspeck, Advanced Equities.
Respondent Lawyers(s): Amal S. Amin
Arbitrator(s): Sanford J. Prizant, Richard R. Bicek, James A. Murphy
Hearing Site: Chicago, IL
| | |
| 09-04970 | 10/24/2011 | Claimant(s): Debbie Kuerth, Steve Kuerth
Claimant Lawyers(s): David Neuman
Respondent(s): Jon Pearn
Respondent Lawyers(s): Carla B. Minckley
Arbitrator(s): Lee H. Goodman, Michael Stephen Knight, James A. Murphy
Hearing Site: Chicago, IL
| | Expungement |
| 07-02565 | 09/15/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Thomas Kret
Respondent Lawyers(s): Ronald M. Amato
Arbitrator(s): Carmen P. Michelotti, Gary D. Krueger, James A. Murphy
Hearing Site: Chicago, IL
| | |
| 07-01321 | 11/16/2007 | Claimant(s): Harris Investor Services.
Claimant Lawyers(s): Cindy S. Stuyvesant
Respondent(s): Ryan Connelly, Steven Zimmerman
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Marc B. Horin, David G. Duggan, James A. Murphy
Hearing Site: Chicago, IL
| | |
