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FINRA Awards for Securian Financial Services.

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0199512/10/2020Claimant(s): Jay Fischer
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Securian Financial Services.
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
19-0340205/29/2020Claimant(s): Robert Blakely
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Securian Financial Services.
Respondent Lawyers(s): Gavin F. Quill
Arbitrator(s): John P. Cullem, Charles K. ReCorr, Joseph A Newcomb
Hearing Site: Raleigh, NC
14-0107202/12/2015Claimant(s): Efrosini Barish
Claimant Lawyers(s): Stephen D. Barish
Respondent(s): Park Avenue Securities LLC, Securian Financial Services.
Respondent Lawyers(s): Matthew D. Klafter, Neil S. Baritz
Arbitrator(s): Charles Hoffman
Hearing Site: Boca Raton, FL
Checkmark Icon$18,600
10-0364211/17/2011Claimant(s): Frank Taylor, Taylor Affilliates
Claimant Lawyers(s): Adam J. Brody
Respondent(s): Securian Financial Services.
Respondent Lawyers(s): Larry King
Arbitrator(s): Jeffry M. Bauer, Michael J. Meeusen, Dana Ray Darnell
Hearing Site: Detroit, MI
Checkmark Icon$2,375,000

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