| 09-04296 | 03/16/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Simeon Thall
Respondent Lawyers(s): Glenn Michaelson
Arbitrator(s): Paul K. Barenholtz, Jeffrey Bega, Donald Raymond McNally
Hearing Site: New York, NY
| | |
| 09-05038 | 12/29/2010 | Claimant(s): George Comeau
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): Jack Friedman, Christopher C. Gorski, Abigail J. Pessen
Hearing Site: New York, NY
|  | Expungement |
| 10-00406 | 12/13/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Van Zovluck
Respondent Lawyers(s): Van G. Zovluck
Arbitrator(s): Richard J. Kaplan
Hearing Site: Ft. Lauderdale, FL
| | |
| 09-05081 | 12/13/2010 | Claimant(s): Dennis L Adams (DECD) IRA,, Mary Kay Adams IRA, Mary Kay Adams Living Trust
Claimant Lawyers(s): James R Anderson
Respondent(s): Oppenheimer & Co.., Susan Rose
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): Roland L. Olzark, Garrick A. Rollert, Ronald Marvin Rothstein
Hearing Site: Detroit, MI
| | Stipulated Award and Expungement |
| 08-02792 | 08/11/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Bruce Gropper, Morton Gropper
Respondent Lawyers(s): Bradford M. Gucciardo
Arbitrator(s): Domitilia M. dos Santos, Antonio Concepcion, John Murray Carroll
Hearing Site: New York, NY
| | |
| 09-04809 | 06/08/2010 | Claimant(s): Frederick Visconti, Mary Visconti
Claimant Lawyers(s): Richard De Vita
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): Brian J. Burstin, James R. MacCrate, Brian R. Cohen
Hearing Site: New York, NY
| | $0 |
| 09-05195 | 05/13/2010 | Claimant(s): Edward Billig IRA
Claimant Lawyers(s): Edward Billig
Respondent(s): Gregory Iglow, Oppenheimer & Co.., RBC Capital Markets Corporation, Michael Rosenmayer
Respondent Lawyers(s): Abe Lampert, Deborah Dickstein
Arbitrator(s): James H. Frank
Hearing Site: Los Angeles, CA
| | $17,546 |
