| 16-03488 | 11/20/2017 | Claimant(s): Jin Park
Claimant Lawyers(s): Jin Kyun Park
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Dean C. Abraham, Mary M. O'Neil, Robert Dean McKinley
Hearing Site: Las Vegas, NV
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| 17-00121 | 11/02/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Eric DeMarcus
Respondent Lawyers(s): Eric Grant DeMarcus
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
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| 16-02640 | 10/11/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Terry Bailey
Respondent Lawyers(s): Terry Lee Bailey
Arbitrator(s): Lester Friedman, Alexandra M. Linden, Robert Sachs Mandelson
Hearing Site: San Francisco, CA
| | |
| 16-00896 | 10/09/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Ryan Capatosto
Respondent Lawyers(s): Ryan Lawrence Capatosto
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
| | |
| 16-01365 | 09/26/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Mario Mendoza
Respondent Lawyers(s): Melinda Jane Steuer
Arbitrator(s): Ralph A. Cotton
Hearing Site: San Francisco, CA
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| 17-00747 | 08/18/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): James Stanton
Respondent Lawyers(s): James William Stanton
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
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| 14-03649 | 05/19/2016 | Claimant(s): Arthur Torrellas, Arthur A. Torrellas Q-Tip Marital Trust, Arthur A. Torrellas Survivor's Trust, Arthur Torrellas NonExempt QTip Marital, Carole M. Torrellas Decedent's Trust
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Wells Fargo Advisors, Eric Spraker, Richard Spraker
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Ronald L. Cameron, Robert Rosen, Steven K. Ogata
Hearing Site: Los Angeles, CA
|  | Expungement |
| 13-02750 | 04/09/2015 | Claimant(s): Hiroshi & Ione Ishii Family Trust Dated
Claimant Lawyers(s): Richard M. Kelly
Respondent(s): Jason Chan, Sagepoint Financial.
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): William Ziering, Darryl J. Horowitt, Jeffrey M. Allen
Hearing Site: San Francisco, CA
| | $5,979 |
| 13-01431 | 10/28/2014 | Claimant(s): Alfred Scott
Claimant Lawyers(s): Alfred Lee Scott
Respondent(s): A. Eddleman, Christian Eddleman, FSC Securities Corporation, Lea Goodman
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Isidoro Berkman, Nicholas J. Caputo, Pamela S. Mann
Hearing Site: San Francisco, CA
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| 13-00236 | 01/07/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Marcos Madril
Respondent Lawyers(s): Marcos A. Madril
Arbitrator(s): I. Douglas Dunipace, Seymour A. Kolman, Jamie Lee Wicks
Hearing Site: Phoenix, AZ
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