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FINRA Awards for Garrett R. Wynne

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Displaying 21-30 out of 58 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0419206/01/2021Claimant(s): James Abonyi
Claimant Lawyers(s): James M. Abonyi
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Barbara M. Zak
Hearing Site: San Diego, CA
Checkmark Icon$88
20-0121609/28/2020Claimant(s): William McAndrew
Claimant Lawyers(s): William H. McAndrew
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Richard P. Regan
Hearing Site: Washington, DC
Checkmark Icon$213
20-0045406/22/2020Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Rachel Heu
Respondent Lawyers(s): Rachel Heu
Arbitrator(s): Michael J. Meeusen
Hearing Site: Milwaukee, WI
Checkmark Icon$0
18-0443707/31/2019Claimant(s): Stephan Fernandez
Claimant Lawyers(s): Stephan Fernandez
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): John H. Fearnow
Hearing Site: Phoenix, AZ
Checkmark Icon$6,288
18-0276406/10/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Yujian Gao
Respondent Lawyers(s): Yujian Gao
Arbitrator(s): Ann C. Northern, Rory M. McLaughlin, Justin T Kelton
Hearing Site: New York, NY
Checkmark Icon$0
18-0212406/04/2019Claimant(s): Larry Geller
Claimant Lawyers(s): Larry S. Geller
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
Checkmark Icon$0
18-0146904/29/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Jay Hu
Respondent Lawyers(s): Jay Z Hu
Arbitrator(s): Robert B. Hansohn, Donald Dreyfus, Sheila Grinell
Hearing Site: Las Vegas, NV
Checkmark Icon$374,735
17-0208704/30/2018Claimant(s): Timofey & Evgeniya Zharikova
Claimant Lawyers(s): John Salvino
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Elliott David Finkel
Hearing Site: Las Vegas, NV
Checkmark Icon$0
17-0090111/22/2017Claimant(s): Victoria Mueller
Claimant Lawyers(s): Alvin L. Fishman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Edward Blumstein, Lucia A. Aschettino, Melanie Merchant Cunningham
Hearing Site: Hartford, CT
12-0405111/05/2013Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): David Licht, Emanuel Licht
Respondent Lawyers(s): David Evan Licht, Emanuel Licht
Arbitrator(s): Bernard M. Levine, Robert T. Costello
Hearing Site: Newark, NJ
Expungement

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