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FINRA Awards for Sydney A. Marks

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0160706/11/2012Claimant(s): Amy Hollub, Harry Hollub
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): FMSbonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): John J. Hearn, Theodore Israel Herold, Jack Martin Coe
Hearing Site: Miami, FL
Checkmark Icon$0
09-0687701/12/2012Claimant(s): Alben Realty Corporation, Babylon Repair Service., Alben Realtor Corporation Retirement PSP
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Neil J. Berman, Robert G. Falbisaner, Fred Abramoff
Hearing Site: Miami, FL
Checkmark IconStipulated Award
09-0080708/19/2010Claimant(s): Austin Frishman, Barbara Frishman
Claimant Lawyers(s): Michael Amad
Respondent(s): Wachovia Securities, FMSBonds.
Respondent Lawyers(s): Keith Olin, Sydney A. Marks
Arbitrator(s): S. William Gersten, Charles Hoffman, Jay E. Eckhaus
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award
09-0005906/25/2010Claimant(s): Gregory George
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Michael Destefano, FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): David M. Levine, Robert M. Schubert, Edward Arthur Horton
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award
08-0496704/30/2010Claimant(s): Henri Blain
Claimant Lawyers(s): Nicki Samson
Respondent(s): Michael Borgioli, Fidelity Brokerage Services LLC, FMSBONDS.
Respondent Lawyers(s): Julie W. Portera, Sydney A. Marks
Arbitrator(s): Stan West, John C. Newsom, James W. Geiger
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$0

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