| 13-02978 | 10/08/2014 | Claimant(s): Barbara Hazle, William Hazle
Claimant Lawyers(s): William Hazle
Respondent(s): Walter Grenda
Respondent Lawyers(s): Walter Francis Grenda
Arbitrator(s): Michael E. Weddington, Michael J. Pasquale, Charles Robert Moore
Hearing Site: Raleigh, NC
|  | $0 |
| 13-02762 | 09/08/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Blake L. Daniels
Respondent(s): James Price
Respondent Lawyers(s): James Trent Price
Arbitrator(s): Robert S. Zuckerman
Hearing Site: Raleigh, NC
| | |
| 13-00490 | 08/07/2014 | Claimant(s): Steven Brodsky, Whitney Brodsky
Claimant Lawyers(s): Steven Brodsky
Respondent(s): Robert Macaluso
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Theresa Joan Rosenberg
Hearing Site: Raleigh, NC
| | Expungement |
| 13-02598 | 07/16/2014 | Claimant(s): Margaret Kinlaw, Tilden Kinlaw
Claimant Lawyers(s): H. Mitchell Baker
Respondent(s): LPL Financial LLC, James Granger
Respondent Lawyers(s): Melanie Black Dubis, Rick E. Graves
Arbitrator(s): Ina N. Otto, John Russell Barlow, Theresa Joan Rosenberg
Hearing Site: Raleigh, NC
| | Expungement |
| 12-03850 | 05/01/2014 | Claimant(s): Joseph Barr
Claimant Lawyers(s): Joseph Barr
Respondent(s): Wells Fargo Advisors, Jennifer Oravsky, Michael Absher
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Leonard E. Benade
Hearing Site: Raleigh, NC
| | $0 |
| 13-02917 | 04/04/2014 | Claimant(s): Charles Moehrke Jr., Norris Cotton
Claimant Lawyers(s): Charles Henry Moehrke, Norris Gates Cotton
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Spallina
Arbitrator(s): C. Marcus Harris, Celeste A. Beron, Paul Nicholas Inserra
Hearing Site: Raleigh, NC
| | |
| 13-02960 | 03/11/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Blake L. Daniels
Respondent(s): William Hopkins
Respondent Lawyers(s): William Eric Hopkins
Arbitrator(s): Robert P. Porter
Hearing Site: Raleigh, NC
| | |
| 13-02375 | 02/19/2014 | Claimant(s): Doris Parsons, Est. of William J. Parsons by Doris N. P
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Wells Fargo Advisors, Virginia Bunton
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Michael J. Henke
Hearing Site: Raleigh, NC
| | $34,982 |
| 13-01932 | 01/29/2014 | Claimant(s): Margaret Vap, Estate of James Norman
Claimant Lawyers(s): Kathleen A. Gleason
Respondent(s): Cheryl David, Elinos Whitlock, 1ST Global Capital Corp.
Respondent Lawyers(s): Michael Pagano
Arbitrator(s): Charles S. Clayton
Hearing Site: Raleigh, NC
| | $26,600 |
| 12-01234 | 01/15/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Robert Brooks
Respondent Lawyers(s): Gilbert J. Andia
Arbitrator(s): John Russell Barlow
Hearing Site: Raleigh, NC
| | |
