| 18-02759 | 11/06/2019 | Claimant(s): Elizabeth Alvarez-Orozco, Michael Orozco
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Louis David Huss
Hearing Site: Miami, FL
|  | $0 |
| 19-01291 | 10/28/2019 | Claimant(s): Gabriel Matos
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 19-00797 | 10/16/2019 | Claimant(s): JOSE CRESCIONI
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 17-01744 | 08/01/2019 | Claimant(s): Eduardo Jimenez Emanuelli
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Popular Securities
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Andrea U. Calve, Louis David Huss, Israel O. Alicea-Luciano
Hearing Site: San Juan, PR
| | Expungement |
| 19-00365 | 06/26/2019 | Claimant(s): Angel Canabal
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 18-03613 | 03/27/2019 | Claimant(s): Alfonso Boneta
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 18-00159 | 06/28/2018 | Claimant(s): Jose Chaves
Claimant Lawyers(s): Linetee Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 17-01645 | 03/27/2018 | Claimant(s): R. Paul Smith Trust
Claimant Lawyers(s): Sally Ann Hostetler
Respondent(s): Patrick Dwyer
Respondent Lawyers(s): Jeffrey R. Sonn
Arbitrator(s): Todd M. Saunders, Louis David Huss, Michael B Goldstein
Hearing Site: Miami, FL
| | Expungement |
| 16-01001 | 02/28/2018 | Claimant(s): Christian Gherardi
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Citigroup Global Markets., Michael Averett
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Louis David Huss, Robert J. Bender, Jack Martin Coe
Hearing Site: Miami, FL
| | |
| 15-00438 | 01/19/2016 | Claimant(s): Allan Yarkin
Claimant Lawyers(s): Peter W. Homer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jeffrey Friedman
Arbitrator(s): Geraldine A. Genco, Gilbert A. Schnirman, Louis David Huss
Hearing Site: Miami, FL
| | |
