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FINRA Awards for Howard Alan Grinsberg

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Displaying 11-18 out of 18 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0047206/25/2021Claimant(s): Barbara Giffuni
Claimant Lawyers(s): Phillip Gerschel
Respondent(s): David Korostoff
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Fred S. Pieroni, Catherine Ladnier, Howard Alan Grinsberg
Hearing Site: New York, NY
Checkmark IconExpungement
20-0234906/14/2021Claimant(s): James Gallagher Rollover IRA, James and Donna Gallagher
Claimant Lawyers(s): James J. Gallagher
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Veronica Ann Williams, Howard Alan Grinsberg, Phillip Michael Brown
Hearing Site: Jersey City, NJ
Checkmark Icon$0
19-0338903/05/2021Claimant(s): Allied Millennial Partners LLC
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): John Raho
Respondent Lawyers(s): Stuart N. Kaplan
Arbitrator(s): Howard Alan Grinsberg
Hearing Site: New York, NY
18-0239607/19/2019Claimant(s): Fabio della Sala
Claimant Lawyers(s): Fabio della Sala
Respondent(s): Alberto Ottaviani, Anatole Forostenko
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Robert E. Anderson, Howard Alan Grinsberg, Thomas M. Flohr
Hearing Site: New York, NY
Checkmark Icon$40,000
18-0206206/18/2019Claimant(s): Daniel Abilevitz
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Citigroup Global Markets., Citibank N.A.
Respondent Lawyers(s): William F. Dugan
Arbitrator(s): John Caracciolo, Barry Stephen Spector, Howard Alan Grinsberg
Hearing Site: New York, NY
18-0041111/12/2018Claimant(s): Jean Gontarski
Claimant Lawyers(s): Christopher Szewczyk
Respondent(s): Heath Goldstein
Respondent Lawyers(s): Christopher B. Jones
Arbitrator(s): Patrick R. Westerkamp, Howard Alan Grinsberg, John G. Caporuscio
Hearing Site: Newark, NJ
Checkmark IconExpungement
18-0225910/16/2018Claimant(s): 10 Casper Partners LLC
Claimant Lawyers(s): David L. Ball
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Ilana Herscovitz Reid
Arbitrator(s): Howard Alan Grinsberg
Hearing Site: Newark, NJ
Checkmark Icon$0
17-0018802/26/2018Claimant(s): James Treacy, Nancy Treacy
Claimant Lawyers(s): Eric S. Hutner
Respondent(s): Edward Longridge, Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Louis H. Miron, Richard C. Antonelli, Howard Alan Grinsberg
Hearing Site: Newark, NJ
Checkmark Icon$300,300

18 Results

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