FINRA Awards for Marvin L. Schuldiner

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-03492	04/14/2016	Claimant(s): Frank Garcia Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Morgan Stanley Respondent Lawyers(s): Thomas Briody Arbitrator(s): Robert R. Salman, Joseph H. Cerame, Marvin L. Schuldiner Hearing Site: Newark, NJ		$300
11-03024	12/08/2014	Claimant(s): Natasha Jiovino, Route 36 East LLC Claimant Lawyers(s): Richard B. Fosher Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Chan H. Nam Arbitrator(s): Michael Fischetti, Micalyn S. Harris, Marvin L. Schuldiner Hearing Site: Newark, NJ		Expungement
11-04614	07/22/2013	Claimant(s): Kenneth Finnegan, Nancy Gouffon, Nancy F. Gouffon, C/F, Kenneth M. Finnegan, IRA, Nancy F. Gouffon IRA, ROTH IRA Claimant Lawyers(s): Howard B Prossnitz Respondent(s): Morgan Keegan & Co.. Respondent Lawyers(s): George D. Sullivan Arbitrator(s): Julia Rota, Kirtley M. Thiesmeyer, Marvin L. Schuldiner Hearing Site: Memphis, TN		$0
08-02468	04/01/2010	Claimant(s): Ellen Koval Claimant Lawyers(s): Jonathan Kurta Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Peter Byer Arbitrator(s): Louis H. Miron, Marvin L. Schuldiner, Stephen M. Plotnick Hearing Site: New York, NY		$0