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FINRA Awards for David J. Weisenfeld

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Displaying 21-24 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0352411/16/2012Claimant(s): Lucy Patriarca
Claimant Lawyers(s): Gary E. Roth
Respondent(s): Louis Parks, Peter Bulger, C. L. King & Associates.
Respondent Lawyers(s): Lisa F. Joslin
Arbitrator(s): Keely D. Parr, Ernesto V. Luzzatto, David J. Weisenfeld
Hearing Site: New York, NY
09-0345403/30/2012Claimant(s): Irene Kaufman Trust by Irene & Bernice K
Claimant Lawyers(s): Lloyd De Vos
Respondent(s): Diane Frimmel, John Hannasch, UBS Financial Services Inc., Marten Hoekstra, Michael Weisberg
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Ilene Barbara Zatkin-Butler, Milton M. Stein, David J. Weisenfeld
Hearing Site: New York, NY
Checkmark Icon$0
11-0119012/19/2011Claimant(s): Peter Triantafillou
Claimant Lawyers(s): Peter Triantafillou
Respondent(s): Bay Crest Partners
Respondent Lawyers(s): Jon Connolly
Arbitrator(s): Martin H. Zern, David Marcus, David J. Weisenfeld
Hearing Site: New York, NY
10-0294909/13/2011Claimant(s): Eugene Russo, Mary Cammarano
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Michael Zaretsky
Arbitrator(s): Leona Beane, Harold Glenn Stafford, David J. Weisenfeld
Hearing Site: New York, NY
Checkmark IconExpungement

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