| 20-01019 | 02/24/2021 | Claimant(s): Henry Stern as Trustee
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Leslie L. Cooney, Paul J. Burkhart, Margo Denise Wright
Hearing Site: Boca Raton, FL
|  | Expungement |
| 20-00248 | 02/23/2021 | Claimant(s): Scott Morse
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): Mitchell Manoff, Richard Calabrese, Corinthian Partners, L.L.C.
Respondent Lawyers(s): Mitchell (NMN) Manoff, Mitchell Manoff, Richard (NMN) Calabrese
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | Expungement |
| 18-02097 | 11/06/2020 | Claimant(s): Jane Zhao, Richard Anderson
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Herbert J. Sims & Co. Inc.
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Edward R. Niederriter, Will Murphy, Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | Settlement |
| 18-04087 | 09/13/2019 | Claimant(s): Carlos Martinangeli
Claimant Lawyers(s): David C. Silver
Respondent(s): Gonzalo Perez-Verdia, Citigroup Global Markets.
Respondent Lawyers(s): Scott W. Atherton
Arbitrator(s): Robert G. Geeseman, Linda M. Foster-Wells, Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | $0 |
| 18-03140 | 03/06/2019 | Claimant(s): Jeffrey Newman
Claimant Lawyers(s): Craig D Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Steven L. Satter
Arbitrator(s): Karen Z. Fischer, Paul J. Burkhart, Mitchell Stephen Feig
Hearing Site: Boca Raton, FL
| | |
| 18-02711 | 01/30/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Linda Zara
Respondent Lawyers(s): Linda Sue Zara
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | |
| 17-03375 | 01/24/2019 | Claimant(s): John Medeiros, John C. Medeiros Bene of Estate P. Medeiros, The John C. Medeiros Trust Dtd. 5/5/16
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Quest Capital Strategies.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Paul J. Burkhart, Stacey Rosenthal, Adam Lawrence Frankel
Hearing Site: Boca Raton, FL
| | $276,226 |
| 16-00740 | 08/10/2017 | Claimant(s): Leonard Suskind
Claimant Lawyers(s): Daniel S. Newman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Michael A. Levin, Will Murphy, Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | |
| 15-02661 | 06/26/2017 | Claimant(s): Madeleine Carrero, Ulises Barros Carrero, Fideicomiso Ulises Barros
Claimant Lawyers(s): Melanie S. Cherdack
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Guillermo J. Bobonis, Matthew E. Wolper
Arbitrator(s): Gerald Silverman, Joseph Benalt, Paul J. Burkhart
Hearing Site: Miami, FL
| | $793,680 |
| 16-03013 | 06/02/2017 | Claimant(s): Keith Singer
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): Argentus Securities
Respondent Lawyers(s): James Jeffrey Halvosa
Arbitrator(s): Paul J. Burkhart, Jeremy M. Colvin, Ronald Stephen Robins
Hearing Site: Boca Raton, FL
| | |
