| 09-02683 | 03/02/2010 | Claimant(s): Emily Czelusniak, Joan Boutin, joint accout with Emily Cze, Linda Dudek, joint account with Emily Cz
Claimant Lawyers(s): Emily Czelusniak
Respondent(s): UBS Financial Services Inc., Peter Borrello, Richard Crews
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Lewis S. Kurlantzick
Hearing Site: Hartford, CT
|  | $150 |
| 09-01884 | 10/15/2009 | Claimant(s): Michael Matis
Claimant Lawyers(s): Alexander Melbardis
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | $213 |
| 08-00102 | 11/11/2008 | Claimant(s): Hong Chan
Claimant Lawyers(s): Wai Mon Chan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Oren L. Connaway
Hearing Site: Houston, TX
| | $8,614 |
| 07-03435 | 08/13/2008 | Claimant(s): Paul Vagnozzi, Estate of Charlotte Vagnozzi
Claimant Lawyers(s): Richard DeVita
Respondent(s): Enrico Caiazzo, UBS Financial Services Inc.
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Martin Kobak, John L. Braxton, Laura A. Kaster
Hearing Site: Philadelphia, PA
| | $0 |
