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FINRA Awards for Jonathan Berg

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Displaying 51-60 out of 60 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0184912/19/2012Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Eric M. Chial, Jonathan Berg, Esq.
Respondent(s): David Manno
Respondent Lawyers(s): David T. Manno
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
11-0241312/11/2012Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Richard Chan
Respondent Lawyers(s): Richard Lee Chan
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
12-0164711/19/2012Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): James C. Hoover
Hearing Site: Birmingham, AL
12-0187011/16/2012Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg, Esq., Melissa A. Bevilacqua
Respondent(s): Victor Rivera
Respondent Lawyers(s): Victor Manuel Rivera
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
12-0254011/16/2012Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Zhe Li
Respondent Lawyers(s): Zhe Li
Arbitrator(s): B. J. Krintzman
Hearing Site: Boston, MA
11-0481610/31/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Jason Varela
Respondent Lawyers(s): Jason Rogelio Varela
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
12-0158410/26/2012Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Antonio Rossi
Respondent Lawyers(s): Antonio Rossi
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
12-0079209/05/2012Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Thomas Staples
Respondent Lawyers(s): Paul W. Thomas
Arbitrator(s): Joseph C. Roberts
Hearing Site: Helena, MT
11-0025607/03/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Allen Weiss
Respondent Lawyers(s): Neil R. Flaum
Arbitrator(s): Walter M. Schackman
Hearing Site: New York, NY
11-0038209/08/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Hilary Campbell
Respondent Lawyers(s): Hilary Campbell
Arbitrator(s): Elizabeth A. Copley
Hearing Site: Los Angeles, CA

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