| 12-00495 | 05/15/2013 | Claimant(s): John Trammell and Catherine Trammell
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
|  | Expungement |
| 10-00943 | 06/01/2011 | Claimant(s): Juan Carvajal
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Christin M. Choi
Arbitrator(s): Jonathan H. Parker, Jeffrey R. Roth, Barry David Thorpe
Hearing Site: Miami, FL
| | |
| 10-01151 | 12/31/2010 | Claimant(s): Aydee Ospina
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
| | $40,150 |
| 09-06370 | 11/03/2010 | Claimant(s): Vivian Escandon
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Doreen S. Young
Arbitrator(s): Jacque E. Sohm, Carl Shechter, Jack G. Armstrong
Hearing Site: Boca Raton, FL
| | $79,125 |
| 06-05283 | 12/26/2007 | Claimant(s): Lafise Valores Santo Domingo, S.A.
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Stanford Group Company
Respondent Lawyers(s): Ronald Shindler
Arbitrator(s): Allen J. Kaplan, Patricia J. Murphy, Dale W. Oliver
Hearing Site: Boca Raton, FL
| | $297,000 |
