| 07-03051 | 03/09/2009 | Claimant(s): Sylvia Vall
Claimant Lawyers(s): Sylvia Vall
Respondent(s): Domenic Accetta, Putnam Retail Management Limited Partner
Respondent Lawyers(s): Jason S. Pinney, MIchael R. Weissmann
Arbitrator(s): James S. Martin
Hearing Site: San Francisco, CA
|  | $0 |
| 08-02702 | 02/27/2009 | Claimant(s): Lorraine Ross
Claimant Lawyers(s): Lorraine C. Ross
Respondent(s): John Forney
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Amy Seltzer
Hearing Site: San Francisco, CA
| | $0 |
| 08-02986 | 02/19/2009 | Claimant(s): OptionsHouse.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Gregory Colley
Respondent Lawyers(s): Gregory Colley
Arbitrator(s): Edwin C. Shiver
Hearing Site: San Francisco, CA
| | $0 |
| 08-00326 | 01/23/2009 | Claimant(s): Amardeep Misha, Elizabeth Twaddell, The Amardeep Misha & Elizabeth Twadell L
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): David Lowi, William Evans, Stone & Youngberg
Respondent Lawyers(s): Cara L. Meredith
Arbitrator(s): Alexander L. Mazour, Amy Seltzer, Walter J. Huntley
Hearing Site: San Francisco, CA
| | $250,000 |
| 08-00728 | 01/02/2009 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Amon Allahyari
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Alvin L. Fishman, Walter P. Hitchcock, Robert E. Thompson
Hearing Site: San Francisco, CA
| | |
| 07-00350 | 12/22/2008 | Claimant(s): Jose. E. Cruz, IRA
Claimant Lawyers(s): Thomas D. Mauriello
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Cheryl R. Kershner, James Conrad Riewerts, Sharon Truluck Maier
Hearing Site: San Francisco, CA
| | $75,000 |
| 05-05018 | 12/08/2008 | Claimant(s): Jason Laney
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Christohper A. Stecher
Arbitrator(s): Juleanne A. Thiebaut, Mary H. Evans
Hearing Site: San Francisco, CA
| | |
| 07-03106 | 12/02/2008 | Claimant(s): Anthony Lowenstein
Claimant Lawyers(s): Albert L. Boasberg
Respondent(s): William Silva, The Shemano Group.
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Robert G. Miller, Thomas D. Reese, Ronald Chun
Hearing Site: San Francisco, CA
| | $0 |
| 08-00973 | 11/25/2008 | Claimant(s): Sun Li
Claimant Lawyers(s): Robert L. Lubin
Respondent(s): Jeff Clark
Respondent Lawyers(s): Jeff Clark
Arbitrator(s): James N. D'Orso, Katherine M. Van Hagan, Anthony G. Sousa
Hearing Site: San Francisco, CA
| | |
| 06-02811 | 11/19/2008 | Claimant(s): Thomas O'Shea
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Merriman Curham Ford & Co.
Respondent Lawyers(s): Matthew G. Ball
Arbitrator(s): Darryl J. Horowitt, Michael J. Fish, Stephen A. Field
Hearing Site: San Francisco, CA
| | |
