| 10-01810 | 11/15/2011 | Claimant(s): John Burke
Claimant Lawyers(s): Michael E. Grenert
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Eugene G. P. Byrne, Denise L. Quarles
Hearing Site: New York, NY
| | |
| 09-06628 | 02/23/2011 | Claimant(s): Bernard Ochs
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Alex Shtaynberger, Jason Russo, Ronald Furst, Todd Cirella, Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Ira Scot Meyerowitz
Arbitrator(s): Mitchell S. Friedman, Denise L. Quarles, Arthur M. Schoenberger
Hearing Site: New York, NY
|  | Stipulated Award and Expungement |
| 09-06107 | 12/31/2010 | Claimant(s): Abdallah Bseirani
Claimant Lawyers(s): Janice L. Malecki
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Timothy P. Burke
Arbitrator(s): Patrick M. Markey, Daniel M. Mankowski, Denise L. Quarles
Hearing Site: Syracuse, NY
| | $0 |
| 08-04212 | 04/09/2010 | Claimant(s): Janet Marcus, Marcus Kappel & Co. 401K, David Marcus Profit Sharing Plan
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Fred S. Pieroni, Alvin Green, Denise L. Quarles
Hearing Site: New York, NY
| | $490,610 |
| 07-01012 | 12/14/2009 | Claimant(s): Elliot and Noeline Cuker
Claimant Lawyers(s): David Marek
Respondent(s): Jonathan Bush, J. Bush & Company.
Respondent Lawyers(s): Elizabeth M. Hill, Michael N. Ungar
Arbitrator(s): Charles S. Guggenheimer, Elaine D. Papas, Denise L. Quarles
Hearing Site: New York, NY
| | $300,000 |
