| 15-01510 | 06/22/2017 | Claimant(s): Larry Haberkorn
Claimant Lawyers(s): Larry Haberkorn
Respondent(s): Wells Fargo Advisors, Matthew Salamon
Respondent Lawyers(s): Judy Louie
Arbitrator(s): George W. Harding, Paul J. Robinson, Marc Kalish
Hearing Site: Phoenix, AZ
|  | $0 |
| 16-01789 | 06/21/2017 | Claimant(s): Edith Seely, Seely Family Trust dated 07-21-2001
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Wells Fargo Advisors, Joseph Ballantyne
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Marc Kalish, Loren Scott Buell, David S. Eisenberg
Hearing Site: Phoenix, AZ
| | Expungement |
| 16-02532 | 06/07/2017 | Claimant(s): Jacqueline L. Bowers Roth IRA, PBS Living Trust
Claimant Lawyers(s): Darlene Pasieczny
Respondent(s): Aaron Brodt, Janet Ross, Wayne Miiller, Accelerated Capital Group, Ashton Thomas Private Wealth
Respondent Lawyers(s): Brian A. Lebrecht, Mark D. Chester
Arbitrator(s): Deana S. Peck, Loren Scott Buell, Roger A. Geddes
Hearing Site: Phoenix, AZ
| | Expungement |
| 16-01659 | 06/02/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher P. Litterio
Respondent(s): John Rietz
Respondent Lawyers(s): Mark D. Chester
Arbitrator(s): Cary L. Weissman, Richard Marc Weinroth, Richard Kent Mahrle
Hearing Site: Phoenix, AZ
| | |
| 16-03340 | 05/26/2017 | Claimant(s): Ira & Elaine Schneider Rev. Trust UAD 3/
Claimant Lawyers(s): Ira G. Schneider
Respondent(s): Pamela Lawson, Robert Lawson, Ryan Lawson, Lawson Financial Corporation
Respondent Lawyers(s): Robert W. Lawson
Arbitrator(s): Richard Marc Weinroth
Hearing Site: Phoenix, AZ
| | $7,713 |
| 16-02682 | 05/24/2017 | Claimant(s): SII Investments.
Claimant Lawyers(s): Scott A. Chernich
Respondent(s): Charles Sandoval
Respondent Lawyers(s): Charles Courtney Sandoval
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ
| | |
| 16-00824 | 05/23/2017 | Claimant(s): Robert Lappin
Claimant Lawyers(s): Alvin S. Tobias
Respondent(s): Joseph Edwins
Respondent Lawyers(s): Jake D. Curtis
Arbitrator(s): Steven M. Guttell
Hearing Site: Phoenix, AZ
| | |
| 15-01050 | 05/22/2017 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Michael Moats
Respondent Lawyers(s): Michael Glenn Moats
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ
| | |
| 15-02111 | 04/13/2017 | Claimant(s): SII Investments.
Claimant Lawyers(s): Scott A. Chernich
Respondent(s): Brian Moltz
Respondent Lawyers(s): Brian Moltz
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
| | |
| 17-00439 | 03/07/2017 | Claimant(s): Hopi Tribe
Claimant Lawyers(s): Norberto J. Cisneros
Respondent(s): Kenley Lawton
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
| | Expungement |
