| 09-02143 | 03/25/2011 | Claimant(s): Karen Rey
Claimant Lawyers(s): William M. Bankston
Respondent(s): Wedbush Securities Inc., Thomas Packer
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Robert M. Stein, Michael R.E. Sanders, James K. Barbee
Hearing Site: Anchorage, AK
|  | $228,670 |
| 10-02023 | 03/21/2011 | Claimant(s): Tatsuko Wein
Claimant Lawyers(s): Thomas L. Gourde
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Erik R. Siering, Gerald C. Tambe, Chuba B. Abaelu
Hearing Site: Los Angeles, CA
| | $60,024 |
| 10-00957 | 01/28/2011 | Claimant(s): Belinda Bullock
Claimant Lawyers(s): H Thomas Fehn
Respondent(s): Wedbush Securities Inc., Edward Wedbush
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
| | |
| 09-05470 | 12/13/2010 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChausse
Respondent(s): Knut Eie
Respondent Lawyers(s): Knut Ferdinand Eie
Arbitrator(s): Martin Mandel
Hearing Site: Portland, OR
| | |
| 10-02816 | 11/30/2010 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Robert Gunning
Respondent Lawyers(s): Robert Holmes Gunning
Arbitrator(s): Lester Friedman
Hearing Site: Los Angeles, CA
| | |
| 09-00630 | 11/17/2010 | Claimant(s): Wendy Rea
Claimant Lawyers(s): Patricio T.D. Barrera
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. Lachaussee
Arbitrator(s): Herbert Murez, Thomas A. Culbertson, Michael John Florio
Hearing Site: Los Angeles, CA
| | |
| 09-02259 | 11/11/2010 | Claimant(s): Stan Rosen, Eastlake Business Park Associates, H&A Investment Irrevocable Environment S, Kirkland Commerce Center Associates, Lesmir Inc. dba Rosen Properties and Ros, Lynnwood East Business Park Associates,, Marymoor Warehouse Associates, Mayers MGI Building Holding, North Creek Enterprises, RH Lynnwood Corporate Center Associates,, RH Sixth Avenue Plaza Associates, Rosen Bel Kirk Associates, Rosen De Jonge Properties, Stevens Health Center Associates, Woodinville Warehouse Associates, Michele Rosen, RH Tacoma Place, Everett Plaza Shopping Center, Evergreen Way Association
Claimant Lawyers(s): Aron K Liang
Respondent(s): Wedbush Securities Inc., Richard Graham
Respondent Lawyers(s): John W. Stenson
Arbitrator(s): Frederic E. Dorkin, Julie Eileen Gay, Charles Scott McClellan
Hearing Site: Seattle, WA
| | Auction Rate Securities related |
| 05-04291 | 09/24/2010 | Claimant(s): Elaine Lambert, Winston Lambert, Dr. Elaine Lambert Employee CPP PL, Winston Lambert Invest. Employee MPP, Winston Lambert Investments Emp. PS PL
Claimant Lawyers(s): B. Ray Zoll, Reuben L. Nocos
Respondent(s): Wedbush Securities Inc., Christopher Short
Respondent Lawyers(s): Charles B LaChaussee, Christopher G. Short
Arbitrator(s): Donald S. Duerson, Jonathan H. Krotinger, Gary S. DeWeese
Hearing Site: San Francisco, CA
| | $0 |
| 09-01865 | 09/02/2010 | Claimant(s): Donald Morrow
Claimant Lawyers(s): Lawrence W. Miles
Respondent(s): Wedbush Securities Inc., Lisa Gallo
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Richard B. Bullock, Sterling N. Frost, Jeffrey M. Allen
Hearing Site: San Francisco, CA
| | $108,000 |
| 09-03657 | 05/12/2010 | Claimant(s): Toshio and Chie Nakano Living Trust
Claimant Lawyers(s): Toshio Nakano
Respondent(s): Wedbush Securities Inc., Richard Lanni
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Michael J. Henke, Joan H. Palmer, Joan M. Smith
Hearing Site: Baltimore, MD
| | $107,100 |
