| 15-00351 | 10/13/2016 | Claimant(s): Bambi Holzer
Claimant Lawyers(s): Heather Davis
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Richard A. Stephens, Jeffrey L. Malek, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
| | |
| 14-03238 | 06/14/2016 | Claimant(s): Jeffrey Bell
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Joseph C. Watson, Richard William DeWeese, Steven J. Feldman
Hearing Site: Los Angeles, CA
| | |
| 15-01403 | 06/14/2016 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Arthur T. Berggren
Hearing Site: Los Angeles, CA
| | |
| 15-01323 | 05/23/2016 | Claimant(s): Wesley Long
Claimant Lawyers(s): Philip M. Aidikoff
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John W. Stenson
Arbitrator(s): Joy Diane Williams, Robert E. Jenks, W. Alex King
Hearing Site: Los Angeles, CA
| | |
| 14-01676 | 05/12/2016 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John L. Erikson
Respondent(s): Stifel, Nicolaus & Co.., Gary Whinery
Respondent Lawyers(s): Joseph A. Dougherty
Arbitrator(s): Michael D. Weiner, Daniel B. MacLeod, John Robert Oreskovich
Hearing Site: Boise, ID
| | |
| 15-01650 | 02/19/2016 | Claimant(s): Brian Alger
Claimant Lawyers(s): Brian M. Alger
Respondent(s): Wedbush Securities Inc., Edward Wedbush, Eric Wedbush, Gary Wedbush, Shawn Keagy, Stephen Massocca
Respondent Lawyers(s): John W. Stenson
Arbitrator(s): Herbert Liberman
Hearing Site: San Francisco, CA
| | |
| 15-01512 | 02/05/2016 | Claimant(s): Clancy Financial Services.
Claimant Lawyers(s): Donna Clancy
Respondent(s): Wedbush Securities Inc., Sean Trager
Respondent Lawyers(s): Mia Grandpre
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | |
| 13-03250 | 11/05/2015 | Claimant(s): Alexandria Nicolai, Jeffrey Nicolai, Jennifer Tiscornia-Steere, Katherine Nicolai, Mary Tiscornia, Michael Nicolai, Nicholas Toussaint, The San Francisco Gravel Co. Inc. Profit, The Nicholas & Susan Toussaint Trust
Claimant Lawyers(s): Jeffrey M. Nicolai
Respondent(s): Wedbush Securities Inc., Kevin Scarpelli
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Donald S. Green, Norman S. Nayfach, Robert James Wilkie
Hearing Site: San Francisco, CA
|  | $813,475 |
| 10-00540 | 10/21/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kirstin E. Muller
Respondent(s): Wedbush Securities Inc., Michael Hornkohl, Robert Brown
Respondent Lawyers(s): John Stenson
Arbitrator(s): David J. Romanski, Vincent J. Natoli, Michael M. Hachigian
Hearing Site: Los Angeles, CA
| | |
| 13-03313 | 01/23/2015 | Claimant(s): Karen Bonnheim
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Arthur F. Brueggeman, Constance Ellen Boukidis, Milton N. Gross
Hearing Site: Los Angeles, CA
| | $351,400 |
