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FINRA Awards for Amanda Parisi

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0270105/16/2022Claimant(s): Robert Iannazzo
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Howard J. Stiefel
Hearing Site: New York, NY
21-0195503/01/2022Claimant(s): Patricia Gremore
Claimant Lawyers(s): Patricia A. Gremore
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc., A. G. Edwards & Sons., Wells Fargo Advisors Financial Network, Invesco Distributors.
Respondent Lawyers(s): Amanda Parisi, Anne Gerry, Jeffrey D. Rodgers
Arbitrator(s): Kevin J. Demet
Hearing Site: Milwaukee, WI
Checkmark IconDismissed by Rule 12206
21-0224202/11/2022Claimant(s): Roger Roach
Claimant Lawyers(s): William A. Haddad
Respondent(s): Morgan Stanley, Noah Caruso
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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