| 13-00952 | 02/19/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Candy Taylor
Respondent Lawyers(s): Candy Taylor-Beck
Arbitrator(s): Bert P. Krages
Hearing Site: Boise, ID
| | |
| 10-04787 | 01/10/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Sean G. Duffy
Respondent(s): James Cooper
Respondent Lawyers(s): Michael Cooper
Arbitrator(s): Langdon T. Owen, Wendy L. Harris, Seymour A. Kolman
Hearing Site: Boise, ID
| | |
| 12-00383 | 05/31/2013 | Claimant(s): Gerard Murphy and Christina B. Murphy
Claimant Lawyers(s): Shawn C. Maybon
Respondent(s): David Decker, John Meppen, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Seymour A. Kolman, Daniel B. MacLeod, Robert Sachs Mandelson
Hearing Site: Boise, ID
|  | Expungement |
| 12-02245 | 04/03/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Brown
Respondent Lawyers(s): Lowell N. Hawkes
Arbitrator(s): Joseph W. Cheek, Katherine H. O'Neil, John McGown
Hearing Site: Boise, ID
| | |
| 12-02247 | 04/03/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Burton
Respondent Lawyers(s): Lowell N. Hawkes
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Boise, ID
| | |
| 11-03804 | 02/07/2013 | Claimant(s): Joseph Bourland, The Joseph H. Bourland Family Trust
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Joan Flam, Peter Johnson, Professional Asset Management.
Respondent Lawyers(s): Jonathan D. Sweik
Arbitrator(s): Seymour A. Kolman, Douglas Martin Crow, William H. King
Hearing Site: Boise, ID
| | $54,782 |
| 10-02745 | 09/22/2011 | Claimant(s): Ingrid Scolet, Joe Scolet, Services on the Move
Claimant Lawyers(s): Christopher P. Porter
Respondent(s): Edward Jones
Respondent Lawyers(s): Cara L. Finan
Arbitrator(s): Richard J. Lawrence, Harry L. Striplin, Nina Vallion
Hearing Site: Boise, ID
| | Expungement |
| 10-02529 | 09/16/2011 | Claimant(s): Robert Jones, Vera Jones
Claimant Lawyers(s): David Gaba
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Nancy E. Hochman, Clifford N. Coury, Gregory N. Smith
Hearing Site: Boise, ID
| | $0 |
| 10-04788 | 09/09/2011 | Claimant(s): Pavillion Trading LLC
Claimant Lawyers(s): Irwin Stein
Respondent(s): James Kupfer, Penson Financial Services., Transcend Capital LLC
Respondent Lawyers(s): Ben Broocks, Lee Polson, Tim Davis
Arbitrator(s): Michael G. Hanlon
Hearing Site: Boise, ID
| | Expungement |
| 09-06564 | 07/28/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Beth Delaney
Respondent(s): Bryan Oliver
Respondent Lawyers(s): Bryan Oliver
Arbitrator(s): Bert P. Krages
Hearing Site: Boise, ID
| | |
