Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-03311 | 05/29/2012 | Claimant(s): Kovack Securities Inc. Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Sean Premock Respondent Lawyers(s): Sean Donald Premock Arbitrator(s): Daniel P. Lund Hearing Site: Ft. Lauderdale, FL | ||
| 11-00180 | 05/08/2012 | Claimant(s): Eduardo Morkunas Claimant Lawyers(s): Eduardo Morkunas Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): William McCourt Schmitt Arbitrator(s): Daniel P. Lund Hearing Site: Miami, FL | Expungement | |
| 10-03778 | 08/04/2011 | Claimant(s): Joe Stapleton Claimant Lawyers(s): Robert W. Elton Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Daniel P. Lund Hearing Site: Orlando, FL |  | $0 |
| 10-01585 | 10/26/2010 | Claimant(s): Claire Layton Claimant Lawyers(s): Claire M. Layton Respondent(s): Wells Fargo Advisors, William Moynihan Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Daniel P. Lund Hearing Site: Newark, NJ | | $38 |
| 09-04000 | 01/13/2010 | Claimant(s): Antonio Lisi Claimant Lawyers(s): Antonio Lisi Respondent(s): Conseco Financial Services., Conseco Inc. Respondent Lawyers(s): Josh F. Brown Arbitrator(s): Daniel P. Lund Hearing Site: Newark, NJ | ||
| 07-02751 | 03/16/2009 | Claimant(s): Santiago Reyes, Mateo Holdings Inc. Claimant Lawyers(s): Mark F. Raymond Respondent(s): Spencer Trask Ventures. Respondent Lawyers(s): Richard Roth Arbitrator(s): Sanford M. Naiditch, Jonathan E. Perlman, Daniel P. Lund Hearing Site: Miami, FL | | $100,000 |
| 05-05965 | 10/04/2007 | Claimant(s): Christopher Fulco Claimant Lawyers(s): Ross B. Intelisano Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Kevin B. Leblang Arbitrator(s): Daniel P. Lund, Thomas F. Fox, James McCaffrey Hearing Site: New York, NY |