| 16-01231 | 10/10/2017 | Claimant(s): Jarold Stokes
Claimant Lawyers(s): John R. Garner
Respondent(s): Edward Jones
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): John J. Fitzpatrick, Jonathan H. Krotinger, Herbert Siegfried Emmrich
Hearing Site: San Francisco, CA
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| 15-01379 | 08/03/2017 | Claimant(s): Catherine Bruno
Claimant Lawyers(s): Catherine Bruno
Respondent(s): UBS Financial Services Inc., Lawrence Zech
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Guenter S. Cohn, Doris V. Knotter, Seth Schwartz
Hearing Site: San Diego, CA
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| 16-01788 | 06/30/2017 | Claimant(s): Ryan Flynn
Claimant Lawyers(s): Kristopher P Diulio
Respondent(s): Edward Jones
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Harvey C. Flodin, Robert B. Hansohn, Gregory Douglas Stone
Hearing Site: Los Angeles, CA
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| 15-01751 | 06/19/2017 | Claimant(s): Dalas Gundersen
Claimant Lawyers(s): John R. Garner
Respondent(s): Edward Jones
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Lester Friedman, Robert Sachs Mandelson, John Burritt McArthur
Hearing Site: San Francisco, CA
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| 14-02314 | 11/10/2015 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Julie L. Taylor
Respondent(s): Kenneth Winn
Respondent Lawyers(s): Kenneth Allen Winn
Arbitrator(s): Carlos Richard Mangum, Thomas D. Reese, Fern M. Laethem
Hearing Site: San Francisco, CA
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| 12-01774 | 05/21/2013 | Claimant(s): Gregory Headrick
Claimant Lawyers(s): Todd E. Schwartz
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Frederic E. Dorkin
Hearing Site: Seattle, WA
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| 08-02896 | 06/21/2010 | Claimant(s): John Arnold, Michael Johnston, Michael Mittman
Claimant Lawyers(s): Robert J. Girard
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Mark A. Levy, Bruce A. Davidson, Robert B. Hansohn
Hearing Site: Los Angeles, CA
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| 08-01531 | 05/21/2010 | Claimant(s): Melvin McDonald, Vincent Scola
Claimant Lawyers(s): Katharine Livingston
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Martin Mandel, Darryl J. Horowitt, Marilyn Burrill O'Toole
Hearing Site: San Francisco, CA
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| 08-01286 | 03/25/2009 | Claimant(s): Michael Pickholz
Claimant Lawyers(s): Robert Heim
Respondent(s): ThinkEquity Partners LLC
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Robert Pincus, Marilyn J. Salzman, J. Julie Jason
Hearing Site: New York, NY
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