Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00219 | 07/10/2019 | Claimant(s): Lynn Deane Claimant Lawyers(s): Lynn Deane Respondent(s): Nir Regev Respondent Lawyers(s): Nir Regev Arbitrator(s): Joseph R. Soraghan Hearing Site: St. Louis, MO |  | $600 |
| 18-03634 | 06/28/2019 | Claimant(s): Bruce Divers, Robin Divers Claimant Lawyers(s): Bruce M. Divers Respondent(s): Interactive Brokers Respondent Lawyers(s): Mark G. Materna Arbitrator(s): Leah Murray Albert Hearing Site: St. Louis, MO | | $0 |
| 19-00564 | 06/26/2019 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Christopher Coulter Respondent Lawyers(s): Christopher Kevin Coulter Arbitrator(s): William M. Azkoul Hearing Site: St. Louis, MO | ||
| 18-04052 | 06/10/2019 | Claimant(s): Robert Curtis Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart Rebish Arbitrator(s): Joseph R. Soraghan Hearing Site: St. Louis, MO | ||
| 18-01379 | 05/29/2019 | Claimant(s): Alma Miller, Rondel Miller Claimant Lawyers(s): Vonne L. Karraker Respondent(s): Ray Reese, Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Robert J. Scafuri, Julius Z. Frager, Lynn Hirschfeld Brahin Hearing Site: St. Louis, MO | | Expungement |
| 18-01519 | 05/20/2019 | Claimant(s): Robert Brangle Claimant Lawyers(s): Joan M. Swartz Respondent(s): Scottrade Inc. Respondent Lawyers(s): Anna M. Berman Arbitrator(s): Leah Murray Albert, Tracy L. Allen, Julius Z. Frager Hearing Site: St. Louis, MO | ||
| 18-03828 | 04/26/2019 | Claimant(s): Eileen Kanoski Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Joseph R. Soraghan Hearing Site: St. Louis, MO | ||
| 17-01064 | 01/09/2019 | Claimant(s): Albert Kaufman Claimant Lawyers(s): Albert Duncan Kaufman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Thomas J. Ray, Albert J. Haller, Robert Joseph Osdieck Hearing Site: St. Louis, MO | ||
| 16-03516 | 10/12/2018 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): David J. Sensenig Respondent(s): Terrence Puricelli Respondent Lawyers(s): Bryan P. Cavanaugh Arbitrator(s): Michael L. Lyons, Jonathan B. Gilbert, David E. Bailey Hearing Site: St. Louis, MO | ||
| 18-01056 | 09/24/2018 | Claimant(s): Debra Mandrell Claimant Lawyers(s): Debra A. Mandrell Respondent(s): Edward Jones, Luke Connell Respondent Lawyers(s): Darren Goodman Arbitrator(s): Michael L. Lyons Hearing Site: St. Louis, MO | | $0 |