Potomac Analytics' Logo

FINRA Awards for James E. Bartels

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0204708/03/2015Claimant(s): Robert Holland
Claimant Lawyers(s): Robert J. McGaughey
Respondent(s): Richard Wilson
Respondent Lawyers(s): Willard L. Ransom
Arbitrator(s): O. Meredith Wilson, John F. Harris, James E. Bartels
Hearing Site: Portland, OR
10-0288105/03/2011Claimant(s): Steven Minar
Claimant Lawyers(s): Thomas D. Mauriello
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Daniel B. MacLeod, Joseph W. Cheek, James E. Bartels
Hearing Site: Portland, OR
Checkmark IconExpungement
10-0053601/07/2011Claimant(s): Hazel Sleight, Ivan Sleight
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Christopher B. Wells
Arbitrator(s): Joseph L. Mangan, Paul R. Meyer, James E. Bartels
Hearing Site: Boise, ID
Checkmark Icon$213,486

13 Results

Display: