| 19-01647 | 12/19/2019 | Claimant(s): Lily Pirouzian
Claimant Lawyers(s): Joshua C. Klein
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
| | |
| 19-00006 | 10/11/2019 | Claimant(s): Khaled Nasseri
Claimant Lawyers(s): Khaled H. Nasseri
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
| | |
| 18-02936 | 05/22/2019 | Claimant(s): Nick Son
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): GunnAllen Financial, Aegis Capital Corp., State Capital Markets Corporation
Respondent Lawyers(s): Deborah Anne Williams, Gregg J. Bretibart, John Doukas
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
| | |
| 17-01934 | 09/07/2018 | Claimant(s): Courtia Worth, Pamela Graft Revocable Trust, Yellow Rose of Texas Trust
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Alexandra Lebenthal, James Lebenthal, Myles Blechner
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Linda J. Baer, Arthur Neil Tolciss, Richard Gee
Hearing Site: New York, NY
|  | Expungement |
| 16-03452 | 07/13/2017 | Claimant(s): Kenneth Carter
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Jonathan A. Scobie
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
| | |
| 15-00160 | 08/25/2015 | Claimant(s): Stephen Renaud, Silver Dice Inc. c/o Michael A. Silverma
Claimant Lawyers(s): Barbara J. Glenns
Respondent(s): William Potter, Meredith Financial Group Inc., Robert R. Meredith & Co..
Respondent Lawyers(s): Lisa Rosenthal
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
| | |
| 13-03678 | 04/01/2015 | Claimant(s): Julianna Cohen-Congress
Claimant Lawyers(s): Robert B. Weintraub
Respondent(s): TD Ameritrade., Samuel Borger, Borger Financial Services, Samuel Borger D/B/A Borger Financial Ser
Respondent Lawyers(s): Dana S. Gloor, John F. Olsen
Arbitrator(s): David S. Billet, Eva H. Posman, Arthur Neil Tolciss
Hearing Site: New York, NY
| | $0 |
| 13-03420 | 02/05/2015 | Claimant(s): Paul and Maureen Tangerman
Claimant Lawyers(s): Elissa Germaine
Respondent(s): Citigroup Global Markets., Robert Fallone
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
| | Expungement |
| 13-00873 | 10/17/2014 | Claimant(s): Jason Goldstein
Claimant Lawyers(s): Jason Richard Goldstein
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Joseph Castellano
Arbitrator(s): Linda R. Alpert, April D. Bowie, Arthur Neil Tolciss
Hearing Site: New York, NY
| | |
| 09-02155 | 05/26/2011 | Claimant(s): Cleveland Currie, Maria Currie
Claimant Lawyers(s): Theodore G. Eppenstein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Thomas E. Duggan, Arthur Neil Tolciss
Hearing Site: New York, NY
| | $0 |
