FINRA Awards for Emily A. Hayes

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 61-69 out of 69 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-00456	09/09/2019	Claimant(s): Glenn Hechler Claimant Lawyers(s): Craig Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY
19-00002	08/15/2019	Claimant(s): Richard Libretti Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ
18-02903	05/17/2019	Claimant(s): Jay Shah Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation, Vfinance Investments. Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Julian F. Santos Hearing Site: New York, NY
18-03264	05/14/2019	Claimant(s): Michael Fasciglione Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp. Respondent Lawyers(s): Emily A. Hayes, Michael Clements Arbitrator(s): Michele S. Riley Hearing Site: New York, NY
18-02902	05/13/2019	Claimant(s): Scott Shames Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation, EKN Financial Services Inc. Respondent Lawyers(s): Emily A. Hayes, Thomas Michael Giugliano Arbitrator(s): Richard Gee Hearing Site: New York, NY
18-00674	01/25/2019	Claimant(s): Thomas Kelly Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY
18-00657	12/10/2018	Claimant(s): Thomas Kelly Claimant Lawyers(s): Michael Bessette Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Joseph J. Arata Hearing Site: New York, NY
18-01067	10/01/2018	Claimant(s): Rushdi Zalatimo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Pamela H. Roderick Hearing Site: New York, NY
17-03397	07/17/2018	Claimant(s): Michael Schiavello Claimant Lawyers(s): Tosh D Grebenik Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp. Respondent Lawyers(s): Emily A. Hayes, Michael Clements Arbitrator(s): William E. Nuckel Hearing Site: New York, NY