FINRA Awards for Ellen J. Abrams

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Displaying 31-36 out of 36 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-02083	03/25/2010	Claimant(s): Cordelia Dellapina, Walter Dellapina, Walter and Cordelia Dellapina, JTWROS Claimant Lawyers(s): Alan Foxman Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Lisa B. Dodge Arbitrator(s): Robert A. Sauerberg, Ellen J. Abrams, William G. Geisert Hearing Site: Boca Raton, FL		$0
09-00127	02/17/2010	Claimant(s): Sanford Josephson, Sanford Josephson Rev Living Trust Claimant Lawyers(s): Alan Foxman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): David L. Hodgson, Gilbert A. Schnirman, Ellen J. Abrams Hearing Site: Boca Raton, FL		$0
08-02040	10/29/2009	Claimant(s): Satish Rampal, Derek Rampal, et al. Claimant Lawyers(s): Mark R. Osherow Respondent(s): Morgan Stanley & Co., Willie Brice Respondent Lawyers(s): Brian C. Hale, Willie J. Brice Arbitrator(s): Peter J. Lavezzoli, Gloria F. Katz, Ellen J. Abrams Hearing Site: Ft. Lauderdale, FL		$0
08-00180	07/10/2009	Claimant(s): Canale Funeral Directors. Claimant Lawyers(s): Tucker Veach Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): M. Ruthie Hagan Arbitrator(s): Linda Cox Allen, Ellen J. Abrams, Todd Edward Phillips Hearing Site: Memphis, TN		$600
08-04683	05/20/2009	Claimant(s): Vivian Stirpe Claimant Lawyers(s): Vivian D. Stirpe Respondent(s): Rafael Golan Respondent Lawyers(s): Hartley T. Bernstein Arbitrator(s): Ellen J. Abrams Hearing Site: Ft. Lauderdale, FL		$88
07-02321	06/30/2008	Claimant(s): Grace A. Neuner IRA, George G. Neuner and Grace A. Neuner Claimant Lawyers(s): George G. Neuner Respondent(s): Alex Ceron, Wachovia Securities Respondent Lawyers(s): Jeremy M. Colvin, Myles H. Malman Arbitrator(s): James W. Geiger, Ellen J. Abrams, Andrew F. Greitz Hearing Site: Ft. Lauderdale, FL		$0