Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00107 | 09/10/2018 | Claimant(s): James Lee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Steven T. Stern Hearing Site: Wilmington, DE | ||
| 17-02709 | 03/15/2018 | Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Caryn Diamond Shaw Respondent(s): Eddy Blizzard Respondent Lawyers(s): Eddy Blizzard Arbitrator(s): Steven T. Stern Hearing Site: Baltimore, MD | ||
| 16-03667 | 09/27/2017 | Claimant(s): Laimutis Prascus Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Midamerica Financial Services. Respondent Lawyers(s): Bruce Deemer Arbitrator(s): Steven T. Stern Hearing Site: Baltimore, MD | ||
| 17-00560 | 08/17/2017 | Claimant(s): Chad Devore Claimant Lawyers(s): Chad A. Devore Respondent(s): Beaconsfield Financial Services. Respondent Lawyers(s): Richard King Rainier II Arbitrator(s): Steven T. Stern Hearing Site: Wilmington, DE | ||
| 16-02158 | 01/24/2017 | Claimant(s): Sandra Petrone Claimant Lawyers(s): Howard M. Rosenfield Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Steven T. Stern Hearing Site: Hartford, CT |  | $0 |
| 15-02851 | 07/29/2016 | Claimant(s): Thaddeus Kabat Claimant Lawyers(s): Jennifer Tarr Respondent(s): Pasquale Rappa Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): Steven T. Stern Hearing Site: Hartford, CT | | $45,334 |
| 15-00972 | 01/20/2016 | Claimant(s): Paul Billings Claimant Lawyers(s): Moshe Y. Singer Respondent(s): National Securities Corporation, William Madara Respondent Lawyers(s): Jay Israel, Michael P. Gilmore Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | | $43,237 |
| 15-00979 | 11/10/2015 | Claimant(s): Joanne Clothier Claimant Lawyers(s): Moshe Y. Singer Respondent(s): National Securities Corporation, William Madara Respondent Lawyers(s): Jay Israel, Michael P. Gilmore Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | | $47,550 |
| 14-03101 | 06/30/2015 | Claimant(s): Nathan Bard and Monteen Bard Claimant Lawyers(s): Rob Bleecher Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | | $0 |
| 13-02300 | 09/30/2014 | Claimant(s): Donna Sabb, George Adams Claimant Lawyers(s): Vincent Imbesi Respondent(s): Virginia Smith, Virginia M. Smith Irrevocable Trust Respondent Lawyers(s): Pierson Backes Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | Expungement |