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FINRA Awards for Simon M. Levy

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0366011/13/2020Claimant(s): Isidro Miramontes
Claimant Lawyers(s): David Harrison
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
18-0040512/04/2018Claimant(s): Sonny Gulati
Claimant Lawyers(s): Eric Litow
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
18-0133211/19/2018Claimant(s): Kenneth Meyers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services, UBS Financial Services Inc.
Respondent Lawyers(s): Simon M. Levy, Timothy N. Will
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Reno, NV

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