Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02198 | 10/08/2020 | Claimant(s): Scott Roeth Claimant Lawyers(s): Mitchell B. Katten Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jeff Goldman Arbitrator(s): Kenneth N. Adamson, Marilee Roberg, Walter Patrick Giblin Hearing Site: Chicago, IL |  | Settlement |
| 20-01082 | 10/02/2020 | Claimant(s): Gary Black Claimant Lawyers(s): Gary Black Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | | $0 |
| 20-01496 | 10/02/2020 | Claimant(s): Ermirjona Kekempanos, Larry Kekempanos Claimant Lawyers(s): Larry E. Kekempanos Respondent(s): Randall Heller, KCD Financial. Respondent Lawyers(s): David Scott Wilson Arbitrator(s): David H. White Hearing Site: Chicago, IL | | $300 |
| 20-00571 | 10/01/2020 | Claimant(s): Scott Biestek Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter Wheeler Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | ||
| 20-00746 | 09/29/2020 | Claimant(s): Edward Patzer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 20-00052 | 09/28/2020 | Claimant(s): Bradley Armstrong Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL | ||
| 20-00731 | 09/09/2020 | Claimant(s): Philip Cole Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NSA Securities Corporation Respondent Lawyers(s): Dirk C. Salberg Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL | ||
| 18-03528 | 08/21/2020 | Claimant(s): James Harting Trust Claimant Lawyers(s): James R. Harting Respondent(s): Timothy Rice, First Allied Securities., Lakeside Wealth Management Group Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Charles Orlove, Leonard Arthur Nelson, Theresa A Gillerlain Hearing Site: Chicago, IL | | $0 |
| 19-02984 | 08/11/2020 | Claimant(s): Patricia Lopez Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | ||
| 20-00991 | 07/29/2020 | Claimant(s): George Miz Claimant Lawyers(s): George S. Miz Respondent(s): Donald Wojnowski Respondent Lawyers(s): Donald Anthony Wojnowski Arbitrator(s): Michael Nathanson Hearing Site: Chicago, IL | | $5,425 |