| 22-01078 | 02/17/2023 | Claimant(s): Jason Burkett
Claimant Lawyers(s): Zachary Morse
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Frederick Ramos
Hearing Site: Cheyenne, WY
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| 22-01560 | 02/14/2023 | Claimant(s): David Hirsch
Claimant Lawyers(s): Heather B. Middleton
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): James J. Stamos
Hearing Site: Chicago, IL
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| 22-00877 | 02/10/2023 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Timothy D Gronewold
Respondent(s): Christine Dormier
Respondent Lawyers(s): Christine Tan Dormier
Arbitrator(s): Maryanne M. Esser
Hearing Site: Houston, TX
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| 22-00616 | 02/07/2023 | Claimant(s): Anita Brennan
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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| 22-01962 | 02/06/2023 | Claimant(s): Isabel Haigler
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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| 22-00640 | 01/27/2023 | Claimant(s): Michael Graziani, Robert Loupee
Claimant Lawyers(s): Robert E. Loupee
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michelle M. Wezner
Arbitrator(s): Michele Renee Zinn, Marcy Hahn, Lee Ruben LeRoy
Hearing Site: Detroit, MI
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| 22-01630 | 01/20/2023 | Claimant(s): Adam Epstein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc., Sanford C. Bernstein & Co.
Respondent Lawyers(s): Eric A. Bensky, Omar Perez
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 22-01067 | 01/18/2023 | Claimant(s): Arlo Sullivan
Claimant Lawyers(s): Zachary Morse
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
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| 22-01286 | 12/27/2022 | Claimant(s): Ricardo Eboli-Kodesh
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
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| 22-00937 | 12/22/2022 | Claimant(s): Carlos Pou
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Elena G. Rodriguez
Hearing Site: San Juan, PR
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