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FINRA Awards for The GMS Group

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Displaying 11-17 out of 17 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0273801/09/2012Claimant(s): Gubman Revocable Trust, Sidney Cohn Life Insurance Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): The GMS Group
Respondent Lawyers(s): Don Boswell
Arbitrator(s): Alyson R. Dachelet
Hearing Site: Boca Raton, FL
Checkmark Icon$69,866
11-0059907/07/2011Claimant(s): Jack Chesler
Claimant Lawyers(s): Jack Chesler
Respondent(s): The GMS Group
Respondent Lawyers(s): Thomas M. Regenye
Arbitrator(s): G. Gale Roberson
Hearing Site: Chicago, IL
Checkmark Icon$38
09-0605504/19/2011Claimant(s): Gary Hillert
Claimant Lawyers(s): Scott L. Silver
Respondent(s): The GMS Group
Respondent Lawyers(s): John E. Jenkins
Arbitrator(s): Frances D. Sheehy, John H. Claudy, Theodore Israel Herold
Hearing Site: Boca Raton, FL
Checkmark Icon$0
09-0441702/10/2011Claimant(s): Samantha Sampson, Samantha Arlene Sampson Rev Living Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): The GMS Group
Respondent Lawyers(s): Don Boswell
Arbitrator(s): Mark F. Raymond, Barth Satuloff, Andrew David Kahng
Hearing Site: Miami, FL
Checkmark Icon$35,300
09-0552903/03/2010Claimant(s): Paul Geier
Claimant Lawyers(s): Leonardo Trivigno
Respondent(s): The GMS Group
Respondent Lawyers(s): John E. Jenkins
Arbitrator(s): Stanley Seidman
Hearing Site: Boca Raton, FL
Checkmark Icon$425
07-0092210/21/2008Claimant(s): Chatsworth Securities
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): The GMS Group
Respondent Lawyers(s): Robin C. Tarr
Arbitrator(s): Barry Quint, William E.S. Browning, Kelly M. Lonergan
Hearing Site: Hartford, CT
07-0170504/18/2008Claimant(s): Larry Scallons and Bess Scallons
Claimant Lawyers(s): John M. Gillis
Respondent(s): Stacie Clark, The GMS Group
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX
Checkmark Icon$0

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